Final Notice Of Merger Or Consolidation Out printable pdf download

Office of the Comptroller of the Currency

OMB no. 1557-0014

Expiration date: See

Final Notice of Merger or Consolidation Out

General Information and Instructions

Preparation and Use

This notice is used to effect a transaction under 12 CFR 5.33(g)(6) consolidation or merger under

12 USC 214a of a national bank with a state bank resulting in a state bank or 12 CFR 5.33(g)(7)

consolidation or merger of a federal savings association with a state bank, state savings

association, state trust company, or credit union where resulting institution is not a federal

savings association. This notice serves to inform the Office of the Comptroller of the Currency

(OCC) of pending consummation information as required under 12 CFR 5.33(k)(4).

All questions must be answered with complete and accurate information that is subject to

verification. If the answer is “none,” “not applicable,” or “unknown,” so state. Answers of

“unknown” should be explained.

The questions in the notice are not intended to limit the applicant’s presentation nor are the

questions intended to duplicate information supplied on another form or in an exhibit. For such

information, a cross reference to the information is acceptable. Any cross-reference must be

made to a specific cite or location in the documents, so the information can be found easily.

Supporting information for all relevant factors, setting forth the basis for the applicant’s

conclusions, should accompany the notice. The regulatory agency may request additional

information.

This notice form collects information that the OCC will need to evaluate a merger or

consolidation of a national bank or federal savings association with a state bank, state savings

association, state trust company, or credit union where the resulting institution is not a national

bank or federal savings association. The OCC must consider the applicable statutory

requirements set forth above, as well as applicable regulatory requirements, when acting on this

notice. For additional information regarding these statutory and regulatory requirements, as well

as processing procedures and guidelines and any supplemental information that may be required,

refer to the OCC’s procedural guidelines in the Comptroller’s Licensing Manual. The applicant

may contact the OCC directly for specific instruction or visit the OCC’s Web site at

Notice of Publication

Generally, public notice under 12 CFR 5.8 does not apply to a merger or consolidation out,

unless the OCC determines that the notice presents a significant or novel policy, supervisory, or

legal issue where a public notice is considered necessary. A public notice also may be required

where a conversion notice is accompanied by a second notice that requires a publication notice

under 12 CFR 5.8. In this instance, a public notice describing the entire transaction may be

necessary to ensure the public has a full understanding of the entire transaction.

Final Notice Of Merger Or Consolidation Out