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U.S. SECURITIES AND EXCHANGE COMMISSION

Date filed

Form 1-N

WASHINGTON, D.C. 20549

Page 1

(MM/DD/YY):

FORM AND AMENDMENTS FOR NOTICE OF REGISTRATION AS A NATIONAL

Execution Page

SECURITIES EXCHANGE FOR THE SOLE PURPOSE OF TRADING SECURITY

FUTURES PRODUCTS PURSUANT TO SECTION 6(g) OF THE EXCHANGE ACT

WARNING: Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure to keep accurate books

and records or otherwise to comply with the provisions of law applying to the conduct of a national securities exchange would violate the federal

securities laws and may result in disciplinary, administrative or criminal action.

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE CRIMINAL VIOLATIONS

APPLICATION

AMENDMENT

1. State the name of the exchange:

_________________________________________________________________________________

2. Provide the Security Futures Product Exchange’s primary street address (Do not use a P.O. Box):

______________________________________________________________________________________________________________

3. Provide the exchange’s mailing address (if different):

______________________________________________________________________________________________________________

4. Provide the business telephone and facsimile number:

______________________________________________________________________________________________________________

(Telephone)

(Facsimile)

5. Provide the name, title and telephone number of a contact employee:

______________________________________________________________________________________________________________

(Name)

(Title)

(Telephone Number)

6. Provide the name and address of counsel for the exchange:

______________________________________________________________________________________________________________

7. Provide the date that the exchange’s fiscal year ends:

______________________________________________________________

8. Indicate legal status of the exchange:

Corporation

Sole Proprietorship

Partnership

Limited Liability Company

Other (specify):

_________________________________________

If other than a sole proprietor, indicate the date and place where the exchange obtained its legal status (e.g., state where incorporated,

place where partnership agreement was filed, or where the Security Futures Product Exchange entity was formed):

(a) Date (MM/DD/YY):

______________________

(b) State/Country of formation:

___________________________________

______________________________________________________________

EXECUTION:

The exchange consents that service of any civil action brought by or notice of any proceeding before the Securities and Exchange Commission in connection with the

exchange’s activities may be given by registered or certified mail or confirmed telegram to the exchange’s contact employee at the main address, or mailing address

if different, given in Items 2 and 3. The undersigned, being first duly sworn, deposes and says that he/she has executed this form on behalf of, and with the authority

of, said exchange. The undersigned and the exchange represent that the information and statements contained herein, including exhibits, schedules, or other documents

attached hereto, and other information filed herewith, all of which are made a part hereof, are current, true, and complete.

__________

_______________________

___ ____________________________ _____________

Date:

(MM/DD/YY)

(Name of Exchange)

__________

___________

____________

_____________

_______________________________