Form S-3 - Registration Statement For Registration Of Securities By Qualification (2013)
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4REQUIREMENTS FOR REGISTRATION OF SECURITIES BY QUALIFICATION
Article 304 of the Puerto Rico Uniform Securities Act
Initial Filing:
1. Form S-3
2. Quarterly Reports: Form S-4
3. Information to be furnished by Promoters, Directors, Officers and Partners of,
4. Issuers or Investment Advisers: Form R-4
5. Resolutions: Forms R-5
6. Consent to Service of Process: Form R-6
7. One copy of the latest version of the prospectus
8. Documents specified in Section 304 (b) and Section 305 (c)
9. Agreement among Underwriters
10. Issuers Charter of Article of Incorporation
11. Issuer’s By-Laws
12. Opinion of Counsel
13. Specimen
14. Fee: 1/5 of 1%, minimum $1,000 maximum $2,500
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Make check payable to: Secretary of the Treasury.
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