Internal Audit Checklist printable pdf download

Internal Audit Checklist

4.2 Policy

Verify required elements

Verify management commitment

Verify available to the public

Verify implementation by tracing links back to policy statement

Check review/revisions

Determine how communicated

Check if temps are trained

Check if vendors/suppliers were notified of policy

4.3.1 Aspects

Verify organization has approved procedure to identify aspects

Verify/determine process for identification, ranking of significant aspects

Verify significant aspects are managed

Verify appropriate document links (ID links) are in place

Verify training needs have been met as related to significant and job activities that

can result in impacts

Verify objectives and targets are linked to significant aspects with appro. ID

numbers

Determine how aspects are communicated

Verify up to date

Interview/sample employees for awareness

4.3.2 Regulatory Requirements

Verify requirements are in place and managed

See if legal requirement are in Standard Operating Procedures (related to

significant)

Verify training has been conducted

Check identifiers are in place and linked

Determine if communicated to employees

Verify accessible and available

Verify appropriate links to related documents

4.3.3 Objectives and Targets

Verify objectives and targets are consistent with significant aspects and policy

Do objectives and targets consider pollution prevention and other preventive

measures

Verify individual roles and responsibilities on objectives and targets are defined

Are objectives specific and measurable?

Are timeframes set and met?

I.D. link back to aspects?

Process for review and revision

Process for changing target dates

Identify how progress is tracked and communicated to management

Internal Audit Checklist