Form 5138, Notification Of Commencement Or Completion Of Winding Up Of A Registered Scheme
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4Australian Securities &
Investments Commission
Form 5138
Corporations Act 2001
Notification of
601NA, 601NB, 601NC, 601ND, 601NE
Regulation 5C.9.01
commencement or completion of
winding up of a registered scheme
If there is insufficient space in any section of the form, you may attach an annexure and submit as part of this lodgement
Lodgement details
Who should ASIC contact if there is a query about this form?
Name
ASIC registered agent number (if applicable)
Company/entity name
ACN/ABN/ARBN/ARSN
Telephone number
Postal address
Email address (optional)
Scheme details
Name of registered scheme
ARSN
Name of responsible entity
ACN
Details of winding up
Tick one box
Commencement
Completion
If winding up completed, attach to this form in an annexure a copy of the scheme’s audited financial report &
auditor’s report, prepared for the period since the date of the last financial report & completion of winding up
Tick boxes that apply
Date of commencement
Date of completion
The winding up is required by the
/
/
/
/
scheme’s constitution
[D
D]
[M
M]
[Y
Y]
[D
D]
[M
M]
[Y
Y]
Date of commencement
Date of completion
By a direction of the members under
/
/
/
/
an extraordinary resolution
[D
D]
[M
M]
[Y
Y]
[D
D]
[M
M]
[Y
Y]
Date of commencement
Date of completion
Scheme’s purpose is accomplished
/
/
/
/
or cannot be accomplished
[D
D]
[M
M]
[Y
Y]
[D
D]
[M
M]
[Y
Y]
ASIC Form 5138
17 January 2011
Page 1 of 2
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