Document Checklist
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1Client Name:
ITEM
Need
Received
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Client Engagement Letter
ITEM
Need
Received
ITEM
Need
Received
Legal Forms:
Assets & Financial Statements
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Wills
Bank Account
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Living Wills
Brokerage
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Health Power of Attorney
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Durable Power of Attorney
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Pre/Post Nuptial Agreement
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Divorce Decree
Mutual Funds:
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Trusts
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Insurance:
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Health
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Life
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Disability
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Long Term Care
General Assets:
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Professional Liability
US Savings Bonds
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Personal Liability
Annuity Statements and Policy
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Declarations Page:
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Homeowner
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Rental
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Automobile
Assets For Any Minor Children
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Umbrella
Employee Documents:
Loan Schedules:
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Stock Option Agreements
Home
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Recent Paystub
Business
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Benefits Booklet
Automobiles
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Other Property
Retirement Assets:
Tax Returns:
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IRA
Current Year
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401(k)
Prior Year
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403(b)/457
Gift
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Pension Plan
Business
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Profit Sharing Plan
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SC/Other Retirement Plan
Business Documents:
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Partnership & Shareholder
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Non Deferred Comp. Agreements
Beneficiary Data:
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IRA
Property Deeds:
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401(k)
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403(b)/457
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Pension Plan
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Profit Sharing Plan
Budget Worksheet:
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SC/Other Retirement System
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SC/Other Retirement System
Other:
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403(b)
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SC Retirement System
X:\2011\BBB\1\BFS\Inquiry Folder\Document Checklist.xls
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Parent category: Legal