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FORM 11
FINANCIAL STATEMENT CERTIFICATION
Pursuant to sections 65(1) and 66(1) of the Securities Act, 2012 and By-law 3 of the
Securities (General) By-Laws, 2015
General
This certificate must accompany the filing of all financial statements
with the
Instructions:
Commission. This certificate should be certified by the Chief Executive Officer and two
(2) directors of the Registrant or Self - Regulatory Organization.
Where the Chief
Executive Officer is unavailable to sign the certificate, the certificate sh ould be signed
by any other duly authorized senior officer whose proof of authorization must be
submitted with this form.
The completed certificate and accompanying financial statements should be addressed
to:
The Director
Disclosure Registration and Corporate Finance
Trinidad and Tobago Securities and Exchange Commission
57-59 Dundonald Street
Port of Spain
Trinidad
Insert in the relevant placeholders:
1. The name(s) and position(s) of the certifying officer(s). Where this Form is
being submitted in respect of:
a. an Interim Financial Statement, it must be certified by the Chief
Executive Officer or equivalent of the Registrant or
-Regulatory
Organization; or
Self
b. an annual comparative financial statement, it must be certified by the
Chief Executive Officer and two directors of the reporting issuer;
2. Whether the financial statements are interim financial statements or annual
comparative financial statements
3. The period to which the financial statements relate