Fis 0532 5/04 Business History Form - Michigan Department Of Labor & Economic Growth

ADVERTISEMENT

FIS 0532 (5/04) Office of Financial and Insurance Services
This form is issued under Act 265, PA 1964, as amended. You
must file this form as required under Section 304 of the Act.
Business History
One of these forms is to be completed by each Officer and Director
Broker-Dealer’s / *Issuer’s name
Name of Individual
Present Home Address
Position with above
Will you be active full time or part time in affairs of above?
*If issuer, present holdings of securities of this issuer
*If issuer, amount of this issue you intend to purchase
What will be your total annual salary or compensation
Date of Birth
Place of Birth
U.S Citizen
/
/
YES
NO
Education (State fully amount of technical or professional training, if any, and where obtained)
Give below or attach a chronological accounting of your time from completion of formal education to the present time. Do not list positions
held less than six months. If inactive at any time for more than six months, state when, for how long, and for what reasons.
Beginning
Ending
Business of
Position
Name and Address of Employer
Date
Date
Employer
Held
RETURN COMPLETED APPLICATION TO:
Our Street Address:
Office of Financial and Insurance Services
Office of Financial and Insurance Services
rd
Securities Section
611 W. Ottawa Street, 3
Floor
P.O. Box 30701
Lansing, MI 48933
Lansing, MI 48909-8201

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 2