Form Nf - Uniform Investment Company Notice Filing Form
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3Uniform Investment Company Notice Filing
Please Read Instructions Prior to Filing out Form
State File No. __________________
Notice to the State/Commonwealth of ______________________________________________
1.
Name of Issuer:
______________________________________________________
______________________________________________________
2.
Address:
______________________________________________________
______________________________________________________
3.
Type of Filing: (Check all that apply)
Open-end Mutual Fund
Unit Investment Trust
Closed-end Mutual Fund
Initial Filing
Renewal Filing
Amendments
Exemption Filing
Termination
Withdrawal
Sales Report
Increase Dollar Amount
Other (specify) ______________________________________________________
For name changes, provide former name: ______________________________________
________________________________________________________________________
For amendments, specify nature of the change(s): _______________________________
4.
Description of Securities: ___________________________________________________
Name of Fund: ___________________________________________________________
___________________________________________________________
___________________________________________________________
Portfolio(s):
___________________________________________________________
___________________________________________________________
___________________________________________________________
Class(es):
___________________________________________________________
___________________________________________________________
___________________________________________________________
Fiscal Year End of the issuer (if applicable): ____________________________________
Are all of the securities described on this form offered in one prospectus?
Yes
No
5.
Contact Person: __________________________________________________________
Name:
___________________________ Firm: __________________________
Address:
_______________________________________________________
_______________________________________________________
City: _______________________________ State: __________ Zip: ________________
Telephone: _____________ FAX: ___________ E-Mail: _________________________
6.
CIK# (EDGAR): ___________________ Federal ID# (if applicable): _______________
Broker-Dealer: __________________ SEC Registration No. (If applicable): __________
Broker-Dealer’ s CRD #: __________ State of Incorporation/Charter: _______________
7.
Notice Period:
Beginning Date: ___________ Ending Date: ___________
The issuer elects to have its notice filing made effective upon filing.
Form NF
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Parent category: Legal