Application Form For Removal Of Conditions - California Department Of Corporations

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File No. ___________________________
Insert file number of Issuer, if any
Fee: $______________________________
See Corp. Code Sec. 25608(i) and (j)
Date of Application ________________
DEPARTMENT OF CORPORATIONS
STATE OF CALIFORNIA
APPLICATION FOR REMOVAL OF CONDITIONS
Imposed Pursuant to the Corporate Securities Law of 1968
1.
Name of Issuer: ________________________________________________________________
2.
Address of Principal Office of Issuer: _______________________________________________
_____________________________________________________________________________
3.
Name and Address of Person to Whom Correspondence Regarding This Application Should be
Addressed: ___________________________________________________________________
_____________________________________________________________________________
_____________________________________________________________________________
4.
Identify each condition the removal of which is requested by this application.
a.
If imposed upon a qualification pursuant to Corp. Code Sec. 25141, specify the date of
this qualification.
b.
If imposed pursuant to an order issued under Corp. Code Sec. 25534, specify the date of
such order.
5.
State the justification for the requested removal of the condition.
6.
If this is an application to remove conditions imposed upon promotional shares pursuant to
Sections 260.141 and 260.141.1 of Title 10, California Code of Regulations, state the following
information:
a.
The names of the present holders of the shares subject to the promotional conditions and
the number of shares held by each such person subject thereto.
b.
State in tabular held form the voting securities of the issuer owned of record or
beneficially by each person who owns of record or is known by the applicant to own
beneficially more than 10% of any class of such securities. Such statement should held
reflect the respective amounts and percentages owned either of record or beneficially by
such person and such held statement should also include information as to the amounts
held by, and the terms of, any voting trust or similar agreement with respect to more than
10% of any class of voting securities of the issuer.
c.
State in tabular form the number of securities of each class of the issuer's securities
which are outstanding.
260.141.50 (Rev. 5/97)
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