Form 1411 - Request For Allocation - Michigan Department Of Treasury

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Michigan Department of Treasury
Form 1411 (Rev. 01-12)
Request for Allocation
Issued under the authority of the Federal Defi cit Reduction Act of 1984 and Excutive Order 1984-11 effective September 1, 1984.
You must fi le this form to apply for allocation against the state ceiling.
Name of Issuer
County
Year in Which the Bond will be Issued
This request for allocation is a:
New Request
Amendment to Orginal Request
Previously Granted Request Extension Request
Amount in Excess of Obligation to be Refunded (if refund issue)
Total Principle Amount of Issue
$
$
Type of Facilty (attached description of the facility to be fi nanced)
Owner of the Facility to be Financed (If known)
Principal Users of the Facility (if known)
Name of Law Firm Issuing Tax Exempt Opinion
Legal Counsel Name
Law Firm Address
Telephone Number
No
Yes
Has any previous request been made on behalf of the issuer for the issue? If yes, indicate year __________________________
Sequence Number ___________________________
No
Yes
Are these bonds to be sold at public sale? If yes, attach a copy of the proposed notice of sale.
No
Yes
Have all preliminary proceedings to the publication of the notice of sale been completed?
No
Yes
Are UDAG grants invovled in the transaction? Filing deadline: _____________________________________________________
No
Yes
Have TEFRA Hearings been held? If yes, indicate the date: ______________________________________________________
No
Yes
Are you required to get an allocation under current statutes?
No
Yes
Is this application for a housing bond?
No
Yes
Is this application for a Section 501(C)(3) bond?
No
Yes
Is this application for another type of bond? Specify: ___________________________________________
No
Yes
Will a portion of the bond proceeds be used to fund a debt service reserve? If yes, enter amount here: _____________________
and demonstrate that no reasonable alternative to assure debt service payment is available or desirable (Attach).
NOTE: You must attach a copy of an inducement resolution or other comparable preliminary approval AND a written commitment by an investor or
underwriter to purchase the bonds.
I hereby certify that the above information is correct and that I have not made or received any bribe, gift, gratuity or direct or indirect contribution to any
political campaign for consideration by the State Treasurer of the allocation request or of the issuer of a request to induce a project and seek allocation.
I understand that a change in the facility to be fi nanced, in the issuer, in the year for which the allocation is sought or in the matters certifi ed by the
issuer shall invalidate the request until an amended request is fi led with the Department of Treasury and shall invalidate any allocation the extent of the
change.
Print Name
Print Title
Telephone Number
Signature
Date
Municipal Address
Sequence Number
Date Received
INTERNAL
USE ONLY
US Mail
Overnight Mail
Return this form and all attachments to:
Bureau of State and Authority Finance
Bureau of State and Authority Finance
Department of Treasury
Department of Treasury
State of Michigan
State of Michigan
430 W Allegan St
7285 Parsons Dr
Lansing, MI 48922
Dimondale, MI 4882
1
If you have questions, contact the Michigan Department of Treasury, Bureau of State and Authority Finance at (517) 335-0994.

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