Form Tpm-1 - Certification Of Compliance And Affidavit By Nonparticipating Manufacturer - Connecticut Finance Department - 2004

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State of Connecticut
Form TPM-1
2004
Calendar Year
Certification of Compliance and Affidavit by Nonparticipating Manufacturer
Cigarettes Sold to Consumers Within Connecticut During Calendar Year 2004
(Rev. 03/05)
Important:
An authorized agent of the nonparticipating manufacturer must complete and sign Part I before a notary public. The
nonparticipating manufacturer is also responsible for having an authorized agent of the financial institution complete and sign
Part II before a notary public, and for filing Form TPM-1 with the Office of the Attorney General on or before April 30, 2005. Attach Form
TPM-3, 2004 Brand Families Unit Sales Schedule, to this form. Read the additional instructions on the back of this form.
Part I –
To be completed by a nonparticipating manufacturer and signed before a notary public
1. Name of Nonparticipating Manufacturer
2. Telephone
(
)
3. Address (number and street) or PO Box
4. FAX
(
)
5a. City, Town, or Post Office
5b. State or Province
5c. Country
6. E-mail Address
7. Name of financial institution holding the qualified escrow fund
8. Account number of the qualified escrow fund
9. Has money been placed into the qualified escrow fund for other settling states?
10. Account balance (including
$
.
amount reported in Box 13)
Yes
No
11. Number of nonparticipating manufacturer’s cigarettes sold to consumers within Connecticut, whether directly or
through a distributor, dealer, or similar intermediary or intermediaries, during calendar year 2004.
12. Amount required to be placed into the qualified escrow fund for Connecticut sales
$
.
(Multiply Box 11 by $.0201300)
13. Amount placed into the qualified escrow fund and attributable to Connecticut sales reported in Box 11
$
.
Declaration: I declare under the penalty of false statement that I have examined Part I of this form and, to the best of my knowledge and
belief, it is true, complete, and correct. (The penalty for false statement is imprisonment not to exceed one year or a fine not to exceed
$2,000, or both.) I authorize the financial institution named above to verify the balance in the bank account identified above, and any
deposits thereto and withdrawals therefrom, for the State of Connecticut, Office of the Attorney General, upon request by that office.
___________________________________________________
___________________________________________
_________________________________
Signature of authorized agent of nonparticipating manufacturer
Printed or typed name of authorized agent
Title of authorized agent
Subscribed and sworn to before me this _______________________ day of _______________________ , 20 ________ .
___________________________________________________
___________________________________________
Signature (Notary Public)
My Commission expires:
Part II –
To be completed by financial institution holding qualified escrow fund and signed before a notary public
14. Name of financial institution holding the qualified escrow fund
15. Telephone
(
)
16. Address (number and street) or PO Box
17. FAX
(
)
18a. City, Town, or Post Office
18b. State
18c. ZIP Code
19. E-mail Address
Declaration: I declare under penalty of false statement that the nonparticipating manufacturer named above has placed money into the bank
account identified above and that I have examined Part II of this form and, to the best of my knowledge and belief, it is true, complete, and correct.
(The penalty for false statement is imprisonment not to exceed one year or a fine not to exceed $2,000, or both.) In accordance with the
authorization given by the nonparticipating manufacturer mentioned above, I agree to verify the balance in the account identified above, and any
deposits thereto and withdrawals therefrom, for the State of Connecticut, Office of the Attorney General, upon request by that office.
___________________________________________________
___________________________________________
_________________________________
Signature of authorized agent of financial institution
Printed or typed name of authorized agent
Title of authorized agent
Subscribed and sworn to before me this _______________________ day of _______________________ , 20 ________ .
___________________________________________________
___________________________________________
Signature (Notary Public)
My Commission expires:

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