Form 25100(U) - Notice Of Issuance Of Securities By An Investment Company Registered Under The Investment Company Act Of 1940 For The 12-Month Period Commencing From The Date Of The Filing Of The Notice

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(Department of Corporations Use Only)
DEPARTMENT OF CORPORATIONS FILE NO :
Fee Paid $ ________________
_______________________________________
(Insert File Number of Previous Filings
Receipt No. _______________
Before the Department, If
Any.)
STATE OF CALIFORNIA
DEPARTMENT OF CORPORATIONS
Notice of Issuance of Securities
By An Investment Company
Registered under the Investment Company Act of 1940
For the 12-Month Period
Commencing from the Date of the Filing of the Notice.
[Corporations Code Section 25100(u)]
[ ] Initial Notice filing.
[ ] Amendment No. ___ to Notice filed on _______________________.
A.
Name and address of the investment company (insert the issuer
mutual fund's name, not the name of the sponsor) issuing
securities.
________________________________________________________
________________________________________________________
________________________________________________________
B.
Name, address, and telephone number of contact person.
________________________________________________________
________________________________________________________
________________________________________________________
________________________________________________________
C.
State of Charter: ________ ______________________________
A.
Total amount of the securities to be offered or sold in this
state: $________________.
B.
List the name, price per share, and number of the securities of
the investment company to be offered and sold in this state.
_________________________________________________________
_________________________________________________________
_______________________________________________________
____________________________________________________
A copy of the current p rospectus to be used in the offer and sale of
the investment company securities
is required to be filed as an
attachment to the notice.
A copy of the current prospectus is
[ ] attached or [ ] not attached to the notice.
The payment of the notice filing fee, as calculated under
[ ] Corporations Code Section 25608(f) or [ ]
Corporations Code
Section 25608(n), of $ ____________ is [ ] included or [ ] not
included with the notice.
(over)
25100(u) (Revised 10/97)

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