Form 133.5 - Secondary Trading Exemption Notice (Section 5.o, Texas Securities Act) Page 4
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133.5
16.
Is there an existing over-the-counter market for the Issuer’s securities?
No
Yes
If yes, the Issuer’s transfer agent must furnish the following justification
G
G
of the market for the previous 12 months (excluding trades by insiders and control
persons):
Sales Transactions For
First
Second
Third
Fourth
Quarter
Quarter
Quarter
Quarter
Ending
Ending
Ending
Ending
(Date)
(Date)
(Date)
(Date)
Number of shares
Number of transactions
High bid price
Low bid price
17.
Names and addresses of dealers making a market in the securities:
18.
Names of the registered Texas dealers who have agreed to make a market in the securities.
Include copies of their agreements:
19.
(a)
Class(es) of security(ies) for which exemption is sought:
(b)
Number of shares or units eligible for secondary trading without benefit of
registration under the Securities Act of 1933:
08-16-2010
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