Form 5500-Sf - Short Form Annual Return/report Of Small Employee Benefit Plan - 2013

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OMB Nos. 1210-0110
Form 5500-SF
Short Form Annual Return/Report of Small Employee
1210-0089
Benefit Plan
Department of the Treasury
2013
Internal Revenue Service
This form is required to be filed under sections 104 and 4065 of the Employee
Retirement Income Security Act of 1974 (ERISA), and sections 6057(b) and 6058(a) of
Department of Labor
This Form is Open to Public
the Internal Revenue Code (the Code).
Employee Benefits Security Administration
Inspection
Pension Benefit Guaranty Corporation
Complete all entries in accordance with the instructions to the Form 5500-SF.
Part I
Annual Report Identification Information
For calendar plan year 2013 or fiscal plan year beginning
and ending
X
a single-employer plan
A
X
X
a multiple-employer plan (not multiemployer)
a one-participant plan
This return/report is for:
B
X
X
the first return/report
the final return/report
This return/report is:
X
X
an amended return/report
a short plan year return/report (less than 12 months)
X
X
X
C
Form 5558
automatic extension
DFVC program
Check box if filing under:
X
b
special extension (enter description)
Part II
Basic Plan Information
—enter all requested information
1b
1a
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
Name of plan
Three-digit
plan number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
001
(PN)
ABCDEFGHI ABCDEFGHI ABCDEFGHI
1c
Effective date of plan
YYYY-MM-DD
2a
2b
Plan sponsor’s name and address; include room or suite number (employer, if for a single-employer plan)
Employer Identification Number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
012345678
(EIN)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
2c S
ponsor’s telephone number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
1234567890
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
2d
Business code (see instructions)
ABCDEFGHI ABCDEFGH ABCDEFGHI ABCDEFGHI ABCDEFGHI I
123456
3a
3b
X
CX
Plan administrator’s name and address
Same as Plan Sponsor Name
Same as Plan Sponsor Address
Administrator’s EIN
012345678
EFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
3c
Administrator’s telephone number
ABCDEFGHI
1234567890
c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
123456789 ABCDEFGHI ABCDEFGHI ABCDE
123456789 ABCDEFGHI ABCDEFGHI ABCDE
4
4b
If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the
012345678
EIN
name, EIN, and the plan number from the last return/report.
a
4c
DEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI CDEFGHI
012
Sponsor’s name
PN
5a
Total number of participants at the beginning of the plan year ..................................................................................
5a
12345678
b
Total number of participants at the end of the plan year ............................................................................................
5b
12345678
c
Number of participants with account balances as of the end of the plan year (defined benefit plans do not
5c
12345678
complete this item) .....................................................................................................................................................
6a
X
X
Yes
No
Were all of the plan’s assets during the plan year invested in eligible assets? (See instructions.) ..........................................................
b
Are you claiming a waiver of the annual examination and report of an independent qualified public accountant (IQPA)
X
X
Yes
No
under 29 CFR 2520.104-46? (See instructions on waiver eligibility and conditions.) ................................................................................
If you answered “No” to either line 6a or line 6b, the plan cannot use Form 5500-SF and must instead use Form 5500.
c
X
X
X
If the plan is a defined benefit plan, is it covered under the PBGC insurance program (see ERISA section 4021)? ......
Yes
No
Not determined
Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established.
Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including, if applicable, a Schedule
SB or Schedule MB completed and signed by an enrolled actuary, as well as the electronic version of this return/report, and to the best of my knowledge and
belief, it is true, correct, and complete.
SIGN
HERE
Signature of plan administrator
Date
Enter name of individual signing as plan administrator
SIGN
HERE
Signature of employer/plan sponsor
Date
Enter name of individual signing as employer or plan sponsor
Preparer’s name (including firm name, if applicable) and address; include room or suite number (optional)
Preparer’s telephone number (optional)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500-SF.
Form 5500-SF (2013)
v. 130118

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