Form 5500-C/r - Return/report Of Employee Benefit Plan - 1998 Page 5

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5
Complete page 1, and pages 3 through 6 only, if you are filing Form 5500-C.
Form 5500-C/R (1998)
Page
Number
21j
j
Enter the number of nonexcludable employees. Subtract line 21i from line 21h
k
Do 100% of the nonexcludable employees entered on line 21j benefit under the plan?
Yes
No
If line 21k is “Yes,” DO NOT complete lines 21l through 21o.
21l
l
Enter the number of nonexcludable employees (line 21j) who are highly compensated employees
21m
m
Enter the number of nonexcludable employees who benefit under the plan
21n
n
Enter the number of employees entered on line 21m who are highly compensated employees
o
This plan satisfies the coverage requirements on the basis of (check one):
.
%
(1)
The average benefits test
(2)
The ratio percentage test—enter percentage
Yes
No
22a
22a
Is it or was it ever intended that this plan qualify under Code section 401(a)? If “Yes,” complete lines 22b and 22c
b Enter the date of the most recent IRS determination letter
Month
Year
c
Is a determination letter request pending with the IRS?
22c
23a
Does the plan hold any assets that have a fair market value that is not readily determinable on an established market?
23a
(If “Yes,” complete line 23b.) (See instructions.)
23b
b
Were all the assets referred to on line 23a valued for the 1998 plan year by an independent third-party appraiser?
c
If line 23b is “No,” enter the value of the assets that were not valued by an independent
23c
third-party appraiser for the 1998 plan year
d
Enter the most recent date the assets on line 23c were valued by an independent third-party appraiser. (If more than
one asset, see instructions.)
Month
Day
Year
(If this plan has NO ESOP features, leave line 23e blank and go to line 24.)
e If dividends paid on employer securities held by the ESOP were used to make payments
23e
on ESOP loans, enter the amount of the dividends used to make the payments
24
24
Does the employer/sponsor listed in 1a of this form maintain other qualified pension benefit plans?
If “Yes,” enter the total number of plans, including this plan
25a Is the plan covered under the Pension Benefit Guaranty Corporation termination insurance
program?
Yes
No
Not determined
b If line 25a is “Yes” or “Not determined,” enter the EIN and the plan number used to identify it.
EIN
Plan number
Yes
No
Amount
26
You may NOT use N/A in response to any line 26 item. If you check “Yes,” you must enter a dollar
amount in the amount column.
During this plan year:
26a
a
Was this plan covered by a fidelity bond?
b
If line 26a is “Yes,” enter the name of the surety company
26c
c Was there any loss to the plan, whether or not reimbursed, caused by fraud or dishonesty?
d
Was there any sale, exchange, or lease of any property between the plan and the employer, any
fiduciary, any of the five most highly paid employees of the employer, any owner of a 10% or more
26d
interest in the employer, or relatives of any such persons?
e Was there any loan or extension of credit by the plan to the employer, any fiduciary, any of the five
most highly paid employees of the employer, any owner of a 10% or more interest in the employer,
26e
or relatives of any such persons?
26f
f
Did the plan acquire or hold any employer security or employer real property?
26g
g Has the plan granted an extension on any delinquent loan owed to the plan?
h
Were any participant contributions transmitted to the plan more than 31 days after receipt or
26h
withholding by the employer?
i Were any loans by the plan or fixed income obligations due the plan classified as uncollectible or
26i
in default as of the close of the plan year?
j Has any plan fiduciary had a financial interest in excess of 10% in any party providing services to
26j
the plan or received anything of value from any such party?
k
Did the plan at any time hold 20% or more of its assets in any single security, debt, mortgage, parcel
26k
of real estate, or partnership/joint venture interests?
l
Did the plan at any time engage in any transaction or series of related transactions involving 20%
26l
or more of the current value of plan assets?
m
Were there any noncash contributions made to the plan whose value was set without an appraisal
26m
by an independent third party?
n
Were there any purchases of nonpublicly traded securities by the plan whose value was set without
26n
an appraisal by an independent third party?
o Has the plan reduced or failed to provide any benefit when due under the terms of the plan because
of insufficient assets?
26o

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