Form Es-963a - Successor'S Application For Partial Transfer Of Predecessor'S Experience History

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ES-963A (Rev. 5/98)
Page 1
NEW MEXICO DEPARTMENT OF LABOR
P O BOX 2281
ALBUQUERQUE, NM 87103
SUCCESSOR'S APPLICATION FOR PARTIAL TRANSFER OF PREDECESSOR'S EXPERIENCE HISTORY
1.
PREDECESSOR ACCT NUMBER
2.
SUCCESSOR ACCT NUMBER
NAME
NAME
DBA
DBA
ADDRESS
ADDRESS
3.
Specify the type of business transfer transaction by which the predecessor conveyed the
enterprise(s) to the successor (Bill-of-Sale, purchase contract, lease agreement, court
order, etc.):
4.
a.
Specify the effective date of the transaction:
b.
Specify the date upon which the successor became responsible for hiring
and
discharging employees:
(If this date is different
from that of the transaction, explain the reason for the difference):
c.
How many employees did the successor have in New Mexico on the effective date
of
acquiring the enterprise(s)?
5.
Has the predecessor submitted to the Department all wage reports, contributions, (tax),
interest and penalties due from him?
(Yes or No)
----------------------------------------------------------------------------------------------
SUCCESSOR'S CERTIFICATE
I,
, certify that I am authorized to create an indebtedness
against the foregoing named successor; that I have read Form ESU-18, General Information and
Instructions, which accompanied this form; that the information contained in this form is true
and correct; and I assume personal liability for any contribution (tax), interest, and penalty
which may later be determined by the Department to have been owing by the predecessor.
Signed
Date
Title
----------------------------------------------------------------------------------------------
PREDECESSOR'S ENDORSEMENT
I certify that the enterprise(s) named at 2 of the foregoing application was/were
operated
by me as separate and distinct employing enterprise(s) throughout the entire period of my
contribution liability applicable to each enterprise, and I have maintained and preserved
payroll
records
which,
together
with
records
of
contribution
liability
and
benefit
chargeability, can be separated from the enterprises which I have retained.
I further certify
that the inception date(s) of the enterprise(s) named at 2 of the foregoing is/are as follows:
Name of Enterprise
Inception Date
Name of Enterprise
Inception Date
(attached separate sheet if necessary)
I consent to transferring that part of the experience history which is applicable to the
transferred enterprise(s).
Date
Signed
Title
(submit in triplicate)
001-1046

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