Form Br - Uniform Branch Office Registration Form Instructions (Page 3 of 9) in pdf

Form Br - Uniform Branch Office Registration Form Instructions Page 3

Rev. Form BR (04/2014)

SPECIFIC INSTRUCTIONS

Completing Form BR

1. GENERAL INFORMATION

Applicant CRD Number

The applicant’s CRD number will be prepopulated based on the information filed by

the applicant on the Form BD or the Form ADV.

Applicant Name

The applicant’s name will be prepopulated based on the information filed by the

applicant on the Form BD or the Form ADV.

Address Street 1/Street 2

The address where the applicant’s principal place of business is physically located.

This information will be prepopulated based on the information filed by the applicant

on the Form BD or the Form ADV.

City

The name of the city where the applicant’s principal place of business is physically

located. This information will be prepopulated based on the information filed by the

applicant on the Form BD or the Form ADV.

State

The name of the state where the applicant’s principal place of business is physically

located. This information will be prepopulated based on the information filed by the

applicant on the Form BD or the Form ADV.

Country

The country where the applicant’s principal place of business is physically located.

This information will be prepopulated based on the information filed by the applicant

on the Form BD or the Form ADV.

Postal Code

The postal code where the applicant’s principal place of business is physically located.

This information will be prepopulated based on the information filed by the applicant

on the Form BD or the Form ADV.

Firm Billing Code

A number selected by the applicant for its internal billing purposes. A firm billing

code consists of up to eight alpha/numeric characters. This field is optional. If the

applicant does not use billing codes, leave this field blank.

Branch Code Number

A number selected by the applicant to identify an applicant’s branch office. The

branch code number can be up to fifteen alpha/numeric characters, and may be the

same as the firm billing code. This field is optional. If the applicant does not use

branch code numbers, leave this field blank.

CRD Branch Number

The CRD branch number for this office is assigned by the CRD system to identify this

branch office of the applicant.

Branch Address Street 1/Street 2

Enter the address where this branch office is physically located. A complete address

must be furnished. Enter the actual street address in Branch Address Street 1 - post

office boxes are not acceptable in this field. Enter additional identifying information

in Branch Address Street 2, if necessary.

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Form Br - Uniform Branch Office Registration Form Instructions Page 3

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