Form 1120-Ric - U.s. Income Tax Return For Regulated Investment Companies Page 3

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3
Form 1120-RIC (2015)
Page
Schedule K
Other Information (see instructions)
Yes No
1
Check method of accounting:
a
Cash
b
Accrual
c
Other (specify)
2
At the end of the tax year, did the RIC own, directly or indirectly, 50% or more of the voting stock of a domestic corporation?
(For rules of attribution, see section 267(c).)
If “Yes,” attach a statement showing (a) name and identification number, (b) percentage owned, and (c) taxable income or
(loss) before a net operating loss (NOL) and special deductions of such corporation for the tax year ending with or within your
tax year.
Is the RIC a subsidiary in a parent-subsidiary controlled group? .
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3
If “Yes,” enter the employer identification number and the name of the parent corporation
4
At the end of the tax year, did any individual, partnership, corporation, estate, or trust own, directly or indirectly, 50% or
more of the RIC’s voting stock? (For rules of attribution, see section 267(c).) .
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If “Yes,” attach a statement showing name and identification number. (Do not include any information already entered in 3
above.) Enter percentage owned
5
At any time during the tax year, did one foreign person own, directly or indirectly, at least 25% of:
a The total voting power of all classes of stock of the fund entitled to vote or
b The total value of all classes of stock of the fund?
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If “Yes,” enter:
(1) Percentage owned
(2) Owner’s country
The fund may have to file Form 5472. Enter number of Forms 5472 attached
6
During this tax year, did the fund pay dividends (other than stock dividends and distributions in exchange for stock) in excess
of the fund’s current and accumulated earnings and profits? (see sections 301 and 316)
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If “Yes,” file Form 5452.
7
Check this box if the fund issued publicly offered debt instruments with original issue discount
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If checked, the fund may have to file Form 8281.
8
Enter the amount of tax-exempt interest received or accrued during the tax year.
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9
If this return is being filed for a series fund (as defined in section 851(g)(2)), enter
The name of the regulated investment company in which the fund is a series
a
b
The date the regulated investment company was incorporated or organized
10a
Section 853 election. Check this box if the fund meets the requirements of section 853(a) and section 901(k) and elects
to pass through the deduction or credit for foreign taxes it paid to its shareholders. See the instructions for additional
details and requirements
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b
Section 852(g) election. Check this box if the fund meets the requirements of section 852(g) and elects the application
of section 853 without regards to the requirement of section 853(a)(1). See the instructions for additional details and
requirements .
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11
Section 853A election. Check this box if the fund elects under section 853A to pass through credits from tax credit
bonds to its shareholders (see instructions)
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12
Section 852(b)(8) election. Check this box if, for purposes of computing taxable income, the fund elects under Section
852(b)(8) to defer all or part of its post-October capital loss or late-year ordinary loss for this tax year
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If the election is made, enter the amounts deferred:
Post-October capital loss
a
Late-year ordinary loss
b
1120-RIC
Form
(2015)

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