Patent and Trademark Office
‐ OR –
Deposit Account No. _______________.
Deposit Account No. _______________.
1
3
form. Provide credit card information and authorization on Form PTO‐2038.
See 37 CFR 1.363.
PTO/SB/45 (03‐13)
Approved for use through 07/31/2018. OMB 0651‐0016
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
MAINTENANCE FEE TRANSMITTAL FORM
(Do not submit this form electronically via EFS‐Web)
Address to:
I hereby certify that this correspondence is being deposited with the United States Postal Service with
Director of the United States
sufficient postage as first class mail in an envelope addressed to “Director of the United States Patent
and Trademark Office, Attn: Maintenance Fee, 2051 Jamieson Avenue, Suite 300, Alexandria, VA 22314”
Attn: Maintenance Fee
2051 Jamieson Avenue, Suite 300
on ___________________________________________________________________________________
Alexandria, VA 22314
Signature _____________________________________________________________________________
Typed or printed name __________________________________________________________________
Fax to: 571‐273‐6500
Enclosed herewith is the payment of the maintenance fee(s) for the listed patent(s).
1. A check for the amount of $ _______________ for the full payment of the maintenance fee(s) and any necessary surcharge is enclosed.
2. Payment by credit card. Form PTO‐2038 is enclosed.
3. The Director is hereby authorized to charge $ _______________ to cover the payment of the fee(s) indicated below to
4. The Director is hereby authorized to charge any deficiency in the payment of the required fee(s) or credit any overpayment to
Item
Patent
U.S. Application
Maintenance
Surcharge
Payment Year
Number*
Number*
Fee Amount
Amount
(select one below)
[e.g., 08/555,555]
(37 CFR 1.20(e)‐(g)
(37 CFR 1.20(h))
Column 5
3.5 yrs
7.5 yrs
11.5 yrs
Column 2
Column
Column
Column 4
1
2
3
4
5
Subtotals: Columns 3 & 4
_______ additional sheets attached for
listing additional patents.
Total Payment
* Information required by 37 CFR 1.366(c) (columns 1 & 2). Information requested under 37 CFR 1.366(d) (columns 3, 4, & 5).
WARNING: Information on this form may become public. Credit card information should not be included on this
Respectfully submitted,**
Customer’s Signature _____________________________________
Customer’s Name ________________________________________ Registration Number, if applicable: __________________________
Telephone:
_____________________________________________ Fax: ___________________________________________________
Note: All correspondence will be forwarded to the “Fee Address” or to the “Correspondence Address” if no “Fee Address” has been provided.
Payment of small entity fee is appropriate if small entity status still exists, see 37 CFR 1.27(g). To establish small entity status or to notify of a
loss of entitlement to small entity status, a written assertion is required. See 37 CFR 1.27 and 1.33(b). Payment of micro entity fee is
appropriate if patent owner certifies micro entity status. Form PTO/SB/15A or B or equivalent must either be enclosed or have been
submitted previously. To notify of a loss of entitlement to micro entity status, a written assertion is required. See 37 CFR 1.29 and 1.33(b).
** WHERE MAINTENANCE FEE PAYMENTS ARE TO BE MADE BY AUTHORIZATION TO CHARGE A DEPOSIT ACCOUNT, BOTH THE
NAME AND SIGNATURE OF AN AUTHORIZED USER ARE REQUIRED.
This collection of information is required by 37 CFR 1.366. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11, 1.14 and 41.6. This collection is estimated to take 5 minutes to complete,
including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313‐1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
TO: Director of the United States Patent and Trademark Office, Attn: Maintenance Fee, 2051 Jamieson Avenue, Suite 300, Alexandria, VA 22314.
If you need assistance in completing the form, call 1‐800‐PTO‐9199 and select option 2.