Form Pto/sb/45 - Maintenance Fee Transmittal Form

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    Patent   and   Trademark   Office  
 
      ‐ OR   –  
 
 
                 Deposit   Account   No.   _______________.  
                 Deposit   Account   No.   _______________.  
 
 
 
 
 
 
 
 
 
 
 
  1
 
  3  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
       
 
 
 
 
 
 
 
 
 
 
          
                          
 
 
 
 
 
                    
 
  form.   Provide   credit   card   information   and   authorization   on   Form   PTO‐2038.  
 
             See   37   CFR   1.363.  
PTO/SB/45 (03‐13)
Approved for use through 07/31/2018. OMB 0651‐0016
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
MAINTENANCE   FEE   TRANSMITTAL   FORM  
(Do   not   submit   this   form   electronically   via   EFS‐Web)  
Address   to:  
I   hereby   certify   that   this   correspondence   is   being   deposited   with   the   United   States   Postal   Service   with  
Director   of   the   United   States  
sufficient   postage   as   first   class   mail   in   an   envelope   addressed   to   “Director   of   the   United   States   Patent  
and   Trademark   Office,   Attn:    Maintenance   Fee,   2051   Jamieson   Avenue,   Suite   300,   Alexandria,   VA   22314”  
Attn:    Maintenance   Fee  
2051   Jamieson   Avenue,   Suite   300  
on   ___________________________________________________________________________________  
Alexandria,   VA    22314  
Signature   _____________________________________________________________________________  
Typed   or   printed   name   __________________________________________________________________  
Fax   to:    571‐273‐6500  
Enclosed   herewith   is   the   payment   of   the   maintenance   fee(s)   for   the   listed   patent(s).  
1.              A   check   for   the   amount   of   $   _______________   for   the   full   payment   of   the   maintenance   fee(s)   and   any   necessary   surcharge   is   enclosed.  
2.              Payment   by   credit   card.   Form   PTO‐2038   is   enclosed.
3.              The   Director   is   hereby   authorized   to   charge   $   _______________   to   cover   the   payment   of   the   fee(s)   indicated   below   to  
4.              The   Director   is   hereby   authorized   to   charge   any   deficiency   in   the   payment   of   the   required   fee(s)   or   credit   any   overpayment   to  
Item  
Patent  
U.S.   Application  
Maintenance
Surcharge  
Payment   Year  
Number*  
Number*  
Fee   Amount  
Amount  
(select   one   below)  
[e.g.,   08/555,555]  
(37   CFR   1.20(e)‐(g)  
(37   CFR   1.20(h))  
Column   5  
3.5 yrs
7.5 yrs
11.5 yrs
Column 2  
Column  
Column
Column   4  
1
2
3
4
5
Subtotals: Columns 3 & 4
_______ additional sheets attached for
listing additional patents.
Total Payment
*   Information   required   by   37   CFR   1.366(c)   (columns   1   &   2).   Information   requested   under   37   CFR   1.366(d)   (columns   3,   4,   &   5).  
WARNING:    Information   on   this   form   may   become   public.   Credit   card   information   should   not   be   included   on   this  
Respectfully   submitted,**  
Customer’s   Signature   _____________________________________  
Customer’s   Name   ________________________________________                 Registration   Number,   if   applicable:   __________________________  
Telephone:
_____________________________________________                 Fax:   ___________________________________________________  
Note:    All   correspondence   will   be   forwarded   to   the   “Fee   Address”   or   to   the   “Correspondence   Address”   if   no   “Fee   Address”   has   been   provided.  
Payment   of   small   entity   fee   is   appropriate   if   small   entity   status   still   exists,   see   37   CFR   1.27(g).   To   establish   small   entity   status   or   to   notify   of   a  
loss   of   entitlement   to   small   entity   status,   a   written   assertion   is   required.   See   37   CFR   1.27   and   1.33(b).   Payment   of   micro   entity   fee   is  
appropriate   if   patent   owner   certifies   micro   entity   status.   Form   PTO/SB/15A   or   B   or   equivalent   must   either   be   enclosed   or   have   been  
submitted   previously.   To   notify   of   a   loss   of   entitlement   to   micro   entity   status,   a   written   assertion   is   required.   See   37   CFR   1.29   and   1.33(b).  
**   WHERE   MAINTENANCE   FEE   PAYMENTS   ARE   TO   BE   MADE   BY   AUTHORIZATION   TO   CHARGE   A   DEPOSIT   ACCOUNT,   BOTH   THE  
NAME   AND   SIGNATURE   OF   AN   AUTHORIZED   USER   ARE   REQUIRED.  
This   collection   of   information   is   required   by   37   CFR   1.366.   The   information   is   required   to   obtain   or   retain   a   benefit   by   the   public   which   is   to   file   (and   by   the   USPTO   to  
process)   an   application.   Confidentiality   is   governed   by   35   U.S.C.   122   and   37   CFR   1.11,   1.14   and   41.6.   This   collection   is   estimated   to   take   5   minutes   to   complete,  
including   gathering,   preparing,   and   submitting   the   completed   application   form   to   the   USPTO.   Time   will   vary   depending   upon   the   individual   case.   Any   comments   on  
the   amount   of   time   you   require   to   complete   this   form   and/or   suggestions   for   reducing   this   burden,   should   be   sent   to   the   Chief   Information   Officer,   U.S.   Patent   and  
Trademark   Office,   U.S.   Department   of   Commerce,   P.O.   Box   1450,   Alexandria,   VA   22313‐1450.   DO   NOT   SEND   FEES   OR   COMPLETED   FORMS   TO   THIS   ADDRESS.   SEND  
TO:    Director   of   the   United   States   Patent   and   Trademark   Office,   Attn:    Maintenance   Fee,   2051   Jamieson   Avenue,   Suite   300,   Alexandria,   VA   22314.  
If   you   need   assistance   in   completing   the   form,   call   1‐800‐PTO‐9199   and   select   option   2.

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