New York State Mortgage Broker Branch Registration printable pdf download

New York State Mortgage Broker Branch Registration

Branch Amendments

Agency Requirements

NEW YORK STATE MORTGAGE BROKER BRANCH REGISTRATION

Instructions

When making changes to your record in NMLS

New York

requires advance notification for

some changes, see checklist below for details.

Fees

The New York State Department of Financial Services does not charge amendment fees for

changes in Mortgage Broker Branch Registration. All fees collected through NMLS ARE NOT

REFUNDABLE

How to submit Agency specific documents

1. If you are required to upload document(s) on NMLS for an Advance Change Notice:

a. In the NMLS document upload section; you must select Advance Change Notice for

document type.

b. Documents required to be uploaded through Advance Change Notice are considered

proposed documents. You will be required to upload final documents in the NMLS

document upload section under the appropriate document type on the effective date. If

there isn’t a document type available for a specific advance change notice event you must

mail document(s) directly to New York State Department of Financial Services

2. If you are required to upload documents for an amendment that doesn’t require Advance Change

Notice:

a. In the NMLS document upload section, select the applicable document type.

3. If you are required to provide document(s) outside of NMLS:

a. You must mail the document(s) along with the checklist within 5 business days to the

following address:

For U.S. Postal Service and Overnight Delivery:

New York State Department of Financial Services

Mortgage Banking Division

One State Street

New York, NY,10004

Attn: Serenia Jackson

Updated: 06/24/2013

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New York State Mortgage Broker Branch Registration