Form Msdw - Notice Of Withdrawal From Registration As A Municipal Securities Dealer

ADVERTISEMENT

OMB APPROVAL
OMB Number:
3235-0087
UNITED STATES
x E
i p
e r
: s
D
e
e c
m
b
r e
3
, 1
0 2
6 1
SECURITIES AND EXCHANGE COMMISSION
Estimated average burden
Washington, D.C. 20549
hours per response . . . . 0.5
FORM MSDW
Notice of Withdrawal From Registration as a Municipal Securities Dealer
Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)
Read instruction sheet before preparing form. Please print or type.
IN COMPLIANCE WITH THE APPLICABLE SECURITIES LAWS,
THE REGISTRANT HEREBY SUBMITS THE FOLLOWING INFORMATION:
1. Registrant is a:
Bank
Department or Division of a Bank
2. Full name of registrant:
3. Name under which municipal securities dealer activities are conducted, if different from above:
4. Address of actual location of registrant’s principal place of business:
No. and Street
City
State
Zip Code
5. a. If registrant is a department or division of a bank, name, principal business address, mailing address, if different, and
telephone number of bank:
Name
No. and Street
City
State
Zip Code
Address of bank’s principal place of business:
No. and Street
City
State
Zip Code
b. Telephone Number:
Area Code
Telephone Number
6. In connection with its activities as a municipal securities dealer, does registrant owe any money or securities to any
customer, broker, dealer, or municipal securities dealer?
Yes
No
If answer is “yes” furnish all the following information:
(a) Amount of money owed
(b) Market value of securities owed
(c) Arrangements made for payment
7. Is registrant involved in any legal action or proceeding?
Yes
No
If so, furnish complete information with respect to each.
Persons who are to respond to the collection of information contained in this form are not
SEC1588 (2-08)
required to respond unless the form displays a currently valid OMB control number.

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Life
Go
Page of 3