Declaration Regarding Protection Of Mental Health Record

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State of California 
DIVISION OF WORKERS’ COMPENSATION ‐ MEDICAL UNIT 
 
DECLARATION REGARDING PROTECTION OF MENTAL HEALTH RECORD
(Health and Safety Code § 123115(b) and § 36.5, Title 8, California Code of Regulations)
NOTE: THE MENTAL HEALTH RECORD(S) ATTACHED TO THIS DECLARATION MUST NOT BE
SEEN BY OR COPIED BY __________________________________________________ FOR THE REASONS
(Print name of injured employee)
STATED BELOW:
I, ______________________________________________________, declare as follows:
(Print your name)
1.
I am licensed in the state of California as a _______________________, license number _______________
(Type of license)
2.
The attached medical record pertains to:
Employee name:________________________________________________________________________
Address: ________________________________________________________ Phone:_________________
W.C. Claim number:_____________________________________________________________________
W. C. Claims administrator:________________________________________ Phone:_________________
3. In my professional medical judgment and pursuant to Health and Safety Code § 123115(b), the attached mental
health record, or the portions of this record designated below and on the face of the record, if seen or copied by the
employee named above, will or is likely to result in a substantial risk of significant adverse or detrimental medical
consequences to the employee, including but not limited to, (describe medical basis for conclusion):
4. On _______________________________ 20____, I was asked by the above named employee, or I was required
 
by law,
to serve a copy of this medical record on the employee.
5. On that same date, I advised the employee that the record only could be inspected by, copied or provided to a
licensed physician, within the definition of Labor Code § 3209.3 or a health care provider as defined in Health and
Safety Code § 123105, on behalf of the employee, and that the employee must use that mechanism to obtain the
record.
QME Form 121
 
Rev. 
February 2009

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