Annual Report Pursuant To Section 13 Or 15d Of printable pdf download

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FORM 10-K

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

GENERAL INSTRUCTIONS

A. Rule as to Use of Form 10-K.

(1) This Form shall be used for annual reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15

U.S.C. 78m or 78o(d)) (the “Act”) for which no other form is prescribed. This Form also shall be used for transition

reports ﬁ led pursuant to Section 13 or 15(d) of the Act.

(2) Annual reports on this Form shall be ﬁ led within the following period:

(a) 60 days after the end of the ﬁ scal year covered by the report (75 days for ﬁ scal years ending before December

15, 2006) for large accelerated ﬁ lers (as deﬁ ned in 17 CFR 240.12b-2):

(b) 75 days after the end of the ﬁ scal year covered by the report for accelerated ﬁ lers (as deﬁ ned in 17 CFR 240.12b-2); and

(3) Transition reports on this Form shall be ﬁ led in accordance with the requirements set forth in Rule 13a-10 (17 CFR

240.13a-10) or Rule 15d-10 (17 CFR 240.15d-10) applicable when the registrant changes its ﬁ scal year end.

(4) Notwithstanding paragraphs (2) and (3) of this General Instruction A., all schedules required by Article 12 of

Regulation S-X (17 CFR 210.12-01 - 210.12-29) may, at the option of the registrant, be ﬁ led as an amendment to

the report not later than 30 days after the applicable due date of the report.

B. Application of General Rules and Regulations.

(1) The General Rules and Regulations under the Act (17 CFR 240) contain certain general requirements which are ap-

plicable to reports on any form. These general requirements should be carefully read and observed in the preparation

and ﬁ ling of reports on this Form.

(2) Particular attention is directed to Regulation 12B which contains general requirements regarding matters such as

the kind and size of paper to be used, the legibility of the report, the information to be given whenever the title of

securities is required to be stated, and the ﬁ ling of the report. The deﬁ nitions contained in Rule 12b-2 should be

especially noted. See also Regulations 13A and 15D.

C. Preparation of Report.

(1) This form is not to be used as a blank form to be ﬁ lled in, but only as a guide in the preparation of the report on paper

meeting the requirements of Rule 12b-12. Except as provided in General Instruction G, the answers to the items shall

be prepared in the manner speciﬁ ed in Rule 12b-13.

(2) Except where information is required to be given for the ﬁ scal year or as of a speciﬁ ed date, it shall be given as of

the latest practicable date.

(3) Attention is directed to Rule 12b-20, which states: “In addition to the information expressly required to be included

in a statement or report, there shall be added such further material information, if any, as may be necessary to make

the required statements, in the light of the circumstances under which they are made, not misleading.”

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Annual Report Pursuant To Section 13 Or 15d Of

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