Form X-17a-5 - Schedule I - Focus Report
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7OMB APPROVAL
OMB Number:
3235-0123
Expires:
May 31, 2017
Estimated average burden
UNITED STATES
hours per response . . . . . . . 12.00
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOCUS REPORT
FORM X-17A-5
SCHEDULE I
(To be filed annually as of the end of calendar year)
Contents
Schedule I
INFORMATION REQUIRED OF ALL BROKERS
AND DEALERS PURUSANT TO RULE 17a-5
* * * * *
__________________________________________________
Name of Respondent
Persons who are to respond to the collection of information
contained in this form are not required to respond unless the
form displays a currently valid OMB control number.
SEC1675 (6-02) 1 of 7
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