Fillable Brokerage Account Application, Inherited Individual Retirement Account Forms (Page 3 of 4) in pdf

This is a reference page; you do not need to return it.

List of Available Account Types -

Input the account type you're opening in the New Account Type field on Pages 1 & 2.

Additional documents may be required. Contact your local Scottrade team with questions.

Individual

Joint - include type

Qualified Plan - include type

IRA - include type

Corporate/Partnership - include type

Custodial

Community Property

401(k)

Coverdell ESA

Association/Non-Corporate

Conservatorship/Guardianship

Tenants in Common

Keogh

Inherited

Corporate

Trust

Tenants by Entirety

Profit Sharing

Rollover

Investment Club

Estate

With Rights of Survivorship (WROS)

Money Purchase Pension

Roth

LLC (Limited Liability Company)

SIMPLE Plan

Defined Benefit Plan

SEP

LLLP (Limited Liability Limited Partnership)

Outside Custodial IRA

SIMPLE

LLP (Limited Liability Partnership)

Usufruct

Traditional

LP (Limited Partnership)

Partnership

Sole Proprietorship - Unincorporated Entity

Employer Industry Codes -

Input the 3-digit bolded code most closely associated with your industry in the Employer Industry Code field on Pages 1 & 2.

Accounting A11

Financial Services - Banking/Depository Institutions F21

Museums, Art Galleries and Botanical and Zoological

Advertising/Marketing A21

Financial Services - Brokerage/Investment Advisory/

Gardens M61

Aerospace/Defense A31

Securities Exchanges F31

Non-Profit/NGO (Non-Government Agency)/Charity N11

Agriculture/Farming/Ranching A41

Financial Services - Venture Capital/Financing (Non-Bank) F41

Parking and Car Washes P11

Amusement and Recreation A51

Firearms and Explosives F51

Pawn Shops/Brokers P21

Animal Services and Veterinary A61

Forestry, Fishing, Hunting and Trapping F61

Personal Care/Hygiene (Beauty, Salon, Cosmetics,

Architecture/Design A71

Gaming/Casino/Card Club G11

Massage, etc.) P31

Arts/Antiques A81

Government/Public Administration G21

Pharmaceuticals P41

Athletics/Fitness A91

Grocery/Supermarket G31

Printing/Publishing P51

ATM/Vending Machines A22

Healthcare/Medical Services H11

Private Household P61

Automotive A32

Hotel/Hospitality H21

Professional/Civic Organizations (Non-Retail) P71

Aviation B11

Import/Export I11

Retail Estate R11

Bar/Nightclub/Adult Entertainment Club C11

Information Technology (IT) I21

Religious Organization R21

Childcare C21

Insurance I31

Repair Services - Home, Auto and Other R31

Cleaning/Janitorial/Housekeeping C31

Jewelry, Gems and Precious Metals J11

Restaurant/Food Service R41

Communications/Telecommunications C41

Justice, Public Order and Safety J21

Retail Sales/Retail Trade R51

Construction/Carpentry/Landscaping C51

Legal Services L11

Science and Biotechnology S11

Convenience Store/Liquor Store/Gas Station C61

Logistics/Supply Chain L21

Security S21

Customer Service and Support C71

Manufacturing M11

Transportation - Freight and Warehousing T11

Education E11

Maritime M21

Transportation - People (Rail, Air and Ground) T21

Embassy/Consulate E21

Media/Entertainment M31

Travel T31

Energy E31

Mining, Oil and Gas M41

Utilities (Public) U11

Engineering E41

Money Services Businesses (Check Cashing, Money

Wholesale Sales/Trade W11

Fashion/Clothing F11

Transmitting, Payday Loans, Currency Exchange) M51

Occupation Codes -

Input the 3-digit bolded code most closely associated with your occupation in the Occupation Code field on Pages 1 & 2.

Accountant/CPA/Bookkeeper/Controller A42

Compliance/Regulatory Professional C82

Manager M71

Actuary A52

Consultant C92

Mechanic M91

Adjuster A62

Contractor C33

Military, Officer or Associated M22

Administrator A72

Counselor/Therapist C43

Mortician/Funeral Director M32

Advertiser/Marketer/PR Professional A82

Customer Service Representative C53

Nurse N21

Agent A92

Dealer D11

Nutritionist N31

Air Traffic Controller A33

Developer D21

Office Associate O11

Ambassador/Consulate Professional A43

Distributor D31

Other O21 If Other, include both occupation code and a

Analyst A53

Doctor/Dentist/Veterinarian/Surgeon D41

description in the Occupation Code box.

Appraiser A63

Driver D51

Pharmacist P81

Architect/Designer A73

Engineer E51

Physical Therapist P91

Artist/Performer/Actor/Dancer A83

Examiner E61

Pilot P22

Assistant A93

Exterminator E71

Police Officer/Firefighter/Law Enforcement Professional P32

Athlete A44

Factory/Warehouse Worker F71

Politician P42

Attendant A54

Farmer/Rancher F81

Project Manager P52

Attorney/Judge/Legal Professional A64

Financial Planner F91

Registered Rep R61

Auctioneer A74

Fisherman F22

Researcher R71

Auditor A84

Flight Attendant F32

Sailor/Seaman S31

Barber/Beautician/Hairstylist B21

Human Resources Professional H31

Salesperson S41

Broker B31

Importer/Exporter I41

Scientist S51

Business Executive (VP, Director, etc.) B41

Inspector/Investigator I51

Seamstress/Tailor S61

Business Owner B51

Intern I61

Security Guard S71

Caregiver C81

Investment Advisor/Investment Manager I71

Social Worker S81

Carpenter/Construction Worker C91

Investor I81

Teacher/Professor T41

Cashier C22

IT Professional/IT Associate I91

Technician T51

Chef/Cook C32

Janitor J31

Teller T61

Chiropractor C42

Jeweler J41

Tradesperson/Craftsperson T71

Civil Servant C52

Laborer L31

Trainer/Instructor T81

Clergy C62

Landscaper L41

Transporter T91

Clerk C72

Lending Professional L51

Underwriter U21

Writer/Journalist/Editor W21

Brokerage Account Application, Inherited Individual Retirement Account Forms Page 3

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