Brokerage Account Application, Coverdell Esa Forms Page 3
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4This is a reference page; you do not need to return it.
List of Available Account Types -
Input the account type you're opening in the New Account Type field on Pages 1 & 2.
Additional documents may be required. Contact your local Scottrade team with questions.
Individual
Joint - include type
Qualified Plan - include type
IRA - include type
Corporate/Partnership - include type
Custodial
Community Property
401(k)
Coverdell ESA
Association/Non-Corporate
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Conservatorship/Guardianship
Tenants in Common
Keogh
Inherited
Corporate
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Trust
Tenants by Entirety
Profit Sharing
Rollover
Investment Club
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Estate
With Rights of Survivorship (WROS)
Money Purchase Pension
Roth
LLC (Limited Liability Company)
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SIMPLE Plan
Defined Benefit Plan
SEP
LLLP (Limited Liability Limited Partnership)
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Outside Custodial IRA
SIMPLE
LLP (Limited Liability Partnership)
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Usufruct
Traditional
LP (Limited Partnership)
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Partnership
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Sole Proprietorship - Unincorporated Entity
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Employer Industry Codes -
Input the 3-digit bolded code most closely associated with your industry in the Employer Industry Code field on Pages 1 & 2.
Accounting A11
Financial Services - Banking/Depository Institutions F21
Museums, Art Galleries and Botanical and Zoological
Advertising/Marketing A21
Gardens M61
Financial Services - Brokerage/Investment Advisory/
Aerospace/Defense A31
Securities Exchanges F31
Non-Profit/NGO (Non-Government Agency)/Charity N11
Agriculture/Farming/Ranching A41
Financial Services - Venture Capital/Financing (Non-Bank) F41
Parking and Car Washes P11
Amusement and Recreation A51
Firearms and Explosives F51
Pawn Shops/Brokers P21
Animal Services and Veterinary A61
Forestry, Fishing, Hunting and Trapping F61
Personal Care/Hygiene (Beauty, Salon, Cosmetics,
Architecture/Design A71
Gaming/Casino/Card Club G11
Massage, etc.) P31
Arts/Antiques A81
Government/Public Administration G21
Pharmaceuticals P41
Athletics/Fitness A91
Grocery/Supermarket G31
Printing/Publishing P51
ATM/Vending Machines A22
Healthcare/Medical Services H11
Private Household P61
Automotive A32
Hotel/Hospitality H21
Professional/Civic Organizations (Non-Retail) P71
Aviation B11
Import/Export I11
Retail Estate R11
Bar/Nightclub/Adult Entertainment Club C11
Information Technology (IT) I21
Religious Organization R21
Childcare C21
Insurance I31
Repair Services - Home, Auto and Other R31
Cleaning/Janitorial/Housekeeping C31
Jewelry, Gems and Precious Metals J11
Restaurant/Food Service R41
Communications/Telecommunications C41
Justice, Public Order and Safety J21
Retail Sales/Retail Trade R51
Construction/Carpentry/Landscaping C51
Legal Services L11
Science and Biotechnology S11
Convenience Store/Liquor Store/Gas Station C61
Logistics/Supply Chain L21
Security S21
Customer Service and Support C71
Manufacturing M11
Transportation - Freight and Warehousing T11
Education E11
Maritime M21
Transportation - People (Rail, Air and Ground) T21
Embassy/Consulate E21
Media/Entertainment M31
Travel T31
Energy E31
Mining, Oil and Gas M41
Utilities (Public) U11
Engineering E41
Money Services Businesses (Check Cashing, Money
Wholesale Sales/Trade W11
Fashion/Clothing F11
Transmitting, Payday Loans, Currency Exchange) M51
Occupation Codes -
Input the 3-digit bolded code most closely associated with your occupation in the Occupation Code field on Pages 1 & 2.
Accountant/CPA/Bookkeeper/Controller A42
Compliance/Regulatory Professional C82
Manager M71
Actuary A52
Consultant C92
Mechanic M91
Adjuster A62
Contractor C33
Military, Officer or Associated M22
Administrator A72
Counselor/Therapist C43
Mortician/Funeral Director M32
Advertiser/Marketer/PR Professional A82
Customer Service Representative C53
Nurse N21
Agent A92
Dealer D11
Nutritionist N31
Air Traffic Controller A33
Developer D21
Office Associate O11
Ambassador/Consulate Professional A43
Distributor D31
Other O21 If Other, include both occupation code and a
Analyst A53
Doctor/Dentist/Veterinarian/Surgeon D41
description in the Occupation Code box.
Appraiser A63
Driver D51
Pharmacist P81
Architect/Designer A73
Engineer E51
Physical Therapist P91
Artist/Performer/Actor/Dancer A83
Examiner E61
Pilot P22
Assistant A93
Exterminator E71
Police Officer/Firefighter/Law Enforcement Professional P32
Athlete A44
Factory/Warehouse Worker F71
Politician P42
Attendant A54
Farmer/Rancher F81
Project Manager P52
Attorney/Judge/Legal Professional A64
Financial Planner F91
Registered Rep R61
Auctioneer A74
Fisherman F22
Researcher R71
Auditor A84
Flight Attendant F32
Sailor/Seaman S31
Barber/Beautician/Hairstylist B21
Human Resources Professional H31
Salesperson S41
Broker B31
Importer/Exporter I41
Scientist S51
Business Executive (VP, Director, etc.) B41
Inspector/Investigator I51
Seamstress/Tailor S61
Business Owner B51
Intern I61
Security Guard S71
Caregiver C81
Investment Advisor/Investment Manager I71
Social Worker S81
Carpenter/Construction Worker C91
Investor I81
Teacher/Professor T41
Cashier C22
IT Professional/IT Associate I91
Technician T51
Chef/Cook C32
Janitor J31
Teller T61
Chiropractor C42
Jeweler J41
Tradesperson/Craftsperson T71
Civil Servant C52
Laborer L31
Trainer/Instructor T81
Clergy C62
Landscaper L41
Transporter T91
Clerk C72
Lending Professional L51
Underwriter U21
Writer/Journalist/Editor W21
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