Traditional Ira Account Opening Instructions Form
ADVERTISEMENT
1Traditional IRA, Rollover IRA or SEP IRA
Account Opening Instructions
Conditions to Open a Traditional, Rollover, or SEP IRA
When filling out the Brokerage Account Application, please indicate Traditional IRA, Rollover IRA or SEP IRA (whichever is applicable) in the
Account Type field.
Required Forms and Agreements
– Please print legibly; do not use correction fluid or cross out information.
1.
Brokerage Account Application
Application Section
Special Considerations
Do you have any other account(s) with
Accounts refer to brokerage accounts, accounts over which you have power of
Scottrade or its affiliates (Scottrade
attorney (POA), trading authority or account linking; bank accounts, loans or
Bank)? (page 1)
equipment leases.
Primary Applicant
Individual’s information.
In addition to completing all name, SSN / tax ID, address and phone number fields, please take special note of:
Citizenship
Complete all fields, where applicable.
Employment
Complete all fields, where applicable. Include a description of your roles, duties and
responsibilities in the Job Description field. Use the Employer Industry and
Occupation Codes information sheet on page 3 to obtain codes for the Employer
Industry and Occupation Codes fields. Employer industry represents the overall
business classification that describes your employer.
Income and Net Worth
Please provide this information to help us understand your financial status. Net
worth is defined as the sum of all your assets less your liabilities.
Affiliations
Answer all questions and complete fields, where applicable.
Expected Account Activities (page 1)
Complete this section to help us understand how you anticipate using your
Scottrade account. This information helps us fulfill certain regulatory requirements.
Your Investment Profile
Complete this section to help us understand your investment and trading
experience. W e will not use this information to supervise your suitability of any
transaction in your account.
Co-Applicant (page 2)
Skip this section; Co-Applicants are not allowed for Traditional, Rollover or
SEP IRAs.
Signatures
Individual must sign; Co-Applicants are not allowed.
Page 4
Complete and sign the account beneficiary form to designate beneficiaries and
affirm eligibility requirements.
2.
Brokerage Account Agreement
Before signing the Application, read the Agreement and retain a copy for your records. You do not need to return this documen t.
3.
Traditional IRA Agreement and Disclosures
Before signing the Application, read the Agreement and retain a copy for your records. You do not need to return this documen t.
4.
Privacy Statement
Please read this document and retain a copy for your records. You do not need to return this document.
Available Account Features
– Restrictions may apply; contact your
local Scottrade team
to confirm eligibility.
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Account Linking
Margin
Online Money Direct
Deposits (ACH)
Options Trading
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Scottrade Bank Account
Sweep Program
TOD Beneficiary Plan
Trading Authorization
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Parent category: Business