Authorization To Transfer - External Form

Download a blank fillable Authorization To Transfer - External Form in PDF format just by clicking the "DOWNLOAD PDF" button.

Open the file in any PDF-viewing software. Adobe Reader or any alternative for Windows or MacOS are required to access and complete fillable content.

Complete Authorization To Transfer - External Form with your personal data - all interactive fields are highlighted in places where you should type, access drop-down lists or select multiple-choice options.

Some fillable PDF-files have the option of saving the completed form that contains your own data for later use or sending it out straight away.

ADVERTISEMENT

Reset Form
Print Form
AUTHORIZATION TO TRANSFER - EXTERNAL
®
I authorize the transfer of the following cash/securities from my Scottrade
brokerage account to an account outside Scottrade
according to the information provided below.
ACCOUNT INFORMATION
SENDING ACCOUNT
Scottrade Account Number
Account Title
Sending Account Type(s): Trust
Revocable
Irrevocable
Other:
Joint (Community Property Asset Evaluation Form may be required)
Rights of Survivorship
Tenants in Common
Tenants in Entirety
Community Property State
RECEIVING ACCOUNT
Receiving Firm Name
Receiving Account Title
DTC Number
Account Number
Your Relationship to New Registrant
Reason for the Request (*required):
Gift
Inheritance
I certify that this transfer is not a gift or inheritance.
Date of Death
Only required if inheritance is checked.
Percentage Step-up
Only required for non-spousal transfers from a Joint Account w/Rights of Survivorship.
For purposes of reporting the cost basis of covered securities, we intend to follow the default rules set forth in applicable Treasury Regulations unless
we receive instructions from you (or an authorized representative) which the Treasury Regulations permit us to rely upon for such purposes.
TRANSFER INFORMATION
This is a partial transfer - only transfer assets as marked below
For full transfers out of Scottrade, you must contact the receiving firm.
CASH TRANSFER INFORMATION
Transfer all cash
Transfer cash in the amount of $
SECURITIES TRANSFER INFORMATION
Transfer all securities
List securities to be transferred
Quantity
Security Name
Symbol
CUSIP
Quantity
Security Name
Symbol
CUSIP
Quantity
Security Name
Symbol
CUSIP
Quantity
Security Name
Symbol
CUSIP
COST BASIS
If the securities you are transferring are part of a larger position that was purchased in multiple tax lots, the default method for determining which shares to transfer is First-In, First-Out
(FIFO), unless you have previously specified a different global tax strategy that will implement another method. To specify the transfer of alternate shares, complete the section below.
Symbol
Number of Shares
Acquired Date Average Unit Cost
Symbol
Number of Shares
Acquired Date Average Unit Cost
I hereby agree to indemnify Scottrade, its affiliates, successors, assigns, officers, directors, agents, and employees,and hold them free and harmless from, and to promptly
pay Scottrade upon demand for, any and all losses, liabilities,claims, damages, and costs (including reasonable attorney fees) or financial obligations that may arise as a
result of Scottrade’s reliance on the information provided in this document, and from acting upon instructions believed by Scottrade to have originated with me. This indemnity
is in addition to, and no way limits or restricts any rights or responsibilities that have been made under any other agreement or agreements between me and Scottrade.
X
Account Holder's Signature
Date
X
*SF4205*
Joint Account Holder's Signature
Date
Signature Page
ID
Signature Verification via
Application
SF4205/11-15
Associate Initials
Scottrade, Inc. - Member
FINRA
and
SIPC

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Business
Go