Form N-1a - United States Securities And Exchange Commission Page 24
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54Item 13. Financial Highlights Information
(a) Provide the following information for the Fund, or for the Fund and its subsidiaries, audited for at least the latest 5 years and
consolidated as required in Regulation S-X [17 CFR 210].
Financial Highlights
The financial highlights table is intended to help you understand the Fund’s financial
performance for the past 5 years [or, if shorter, the period of the Fund’s operations]. Certain
information reflects financial results for a single Fund share. The total returns in the table
represent the rate that an investor would have earned [or lost] on an investment in the Fund
(assuming reinvestment of all dividends and distributions). This information has been audited
, whose report, along with the Fund’s financial statements, are
by
included in [the SAI or annual report], which is available upon request.
Net Asset Value, Beginning of Period
Income From Investment Operations
Net Investment Income
Net Gains or Losses on Securities (both realized and unrealized)
Total From Investment Operations
Less Distributions
Dividends (from net investment income)
Distributions (from capital gains)
Returns of Capital
Total Distributions
Net Asset Value, End of Period
Total Return
Ratios/Supplemental Data
Net Assets, End of Period
Ratio of Expenses to Average Net Assets
Ratio of Net Income to Average Net Assets
Portfolio Turnover Rate
Instructions
1.
General.
(a)
Present the information in comparative columnar form for each of the last 5 fiscal years of the Fund (or for such
shorter period as the Fund has been in operation), but only for periods subsequent to the effective date of the
Fund’s registration statement. Also present the information for the period between the end of the latest fiscal year
and the date of the latest balance sheet or statement of assets and liabilities. When a period in the table is for less
than a full fiscal year, a Fund may annualize ratios in the table and disclose that the ratios are annualized in a note
to the table.
(b)
List per share amounts at least to the nearest cent. If the offering price is expressed in tenths of a cent or more,
then state the amounts in the table in tenths of a cent. Present the information using a consistent number of
decimal places.
(c)
Include the narrative explanation before the financial information. A Fund may modify the explanation if the
explanation contains comparable information to that shown.
2.
Per Share Operating Performance.
(a)
Derive net investment income data by adding (deducting) the increase (decrease) per share in undistributed
net investment income for the period to (from) dividends from net investment income per share for the period.
The increase (decrease) per share may be derived by comparing the per share figures obtained by dividing
17
SEC 2052 (10/16)
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