STATE OF CONNECTICUT
DEPARTMENT OF BANKING
SECURITIES AND BUSINESS INVESTMENTS DIVISION
260 CONSTITUTION PLAZA • HARTFORD, CT 06103-1800
MODEL ACCREDITED INVESTOR EXEMPTION
UNIFORM NOTICE OF TRANSACTION
NOTICE OF SALE OF SECURITIES PURSUANT TO ACCREDITED
INVESTOR EXEMPTION
1.
Issuer Name: ________________________________________________________________
Address:
_________________________________________________________
_________________________________________________________
Phone No.:
_________________________________________________________
2.
Form of Organization (Check one):
(
) Corporation
(
) Limited Liability Company
(
) Limited Partnership
(
) Unincorporated Association
(
) Other (Specify) _________________________________________________
Issuer's state of incorporation or jurisdiction of organization: ______________
Date of incorporation of organization:________________________________
3.
Officers and directors (or persons acting in a similar capacity). Include
Names, Addresses and Phone Numbers:
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________