Data Use Agreement Sample Page 3

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HHS EPLC Practices Guide - <OPDIV> Data Use Agreement (v1.0)
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Resolution of Conflicts
Concurrences, including Third Party Concurrence
Timeframe and Completion of the DUA
The HHS Enterprise Performance Life Cycle (EPLC) requires as part of a project’s Design Phase that
security documents (Certification and Accreditation [C&A], Privacy Impact Assessment [PIA], System of
Record Notice [SORN], and Computer Match Agreement [CMA] be reviewed for completeness and
accuracy. The Data Use Agreement is conditionally required as part of a project’s Design Phase. It is the
responsibility of the IT Project Manager to ensure that the System Owner prepares and/or approves the
initial DUA. The IT Project Manager and/or System Owner must then submit the DUA to the Office of the
Chief Information Security Officer (OCISO) for formal review and clearance of the DUA, and to
Institutional Review Boards of the entities involved in the data use agreement.
Practice Activities
For software development projects the following practice activities are appropriate:
Identify – Identify the need for a DUA
Document – Document the fields / systems that will be exchanged
Consistency – Ensure that data-use-agreements are consistent with the contents and format of
NHIN CONNECT DURSA agreements
Develop Agreement – Prepare the Inter/Intra-Agency Agreement (agreement between the
sending and receiving agency)
Review – Review the DUA for completeness and accuracy
Submit – Submit the DUA to the OCISO and Institutional Review Boards for formal review and
clearance
<OPDIV> Data Use Agreement (v1.0)
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This document is 508 Compliant
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