Registration By Notification Non-Issuer Distribution "Secondary Trading" Form - Commonwealth Of Virginia

ADVERTISEMENT

S.A. 6 (1989)
COMMONWEALTH OF VIRGINIA
STATE CORPORATION COMMISSION
DIVISION OF SECURITIES AND RETAIL FRANCHISING
REGISTRATION BY NOTIFICATION
Pursuant to 21 VAC 5-30-50
Non-Issuer Distribution
“Secondary Trading”
1.
Name and address of issuer: _______________________________________________________
______________________________________________________________________________
2.
Name and address of registrant: ____________________________________________________
______________________________________________________________________________
3.
Name, address and telephone number of correspondent to whom notice and communications
regarding this application may be sent:_______________________________________________
______________________________________________________________________________
4.
Description of the securities to be registered: __________________________________________
______________________________________________________________________________
5.
Offering price
Number
Amount
____________
X
_________
=
_______________
6.
Fee (1/20 of 1% of the “Amount” in 5 above; minimum fee $100; maximum fee $250):
$_________________________
7.
Are the above described securities to be offered and sold directly or indirectly for the benefit of
the issuer? _______ YES
_______ NO
8.
Have securities of the same class as the security being registered previously been registered
pursuant to the Virginia Securities Act, the Securities Act of 1933 or the Securities Exchange Act
of 1934? _______________________________________________________________________
If so, identify the Act and give the date of registration and the name of the person by whom they
were registered. _________________________________________________________________
______________________________________________________________________________
9.
Were the securities being registered originally issued pursuant to an exemption under § 13.1-
514? _______ If so, state which exemption.___________________________________________
The registrant, after making reasonable inquiry, believes that the facts herein stated are true.
Registrant :
By :
Title :
Date: __________________________

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Life
Go
Page of 2