Form 15f - Certification Of A Foreign Private Issuer'S Termination Of Registration Page 3

ADVERTISEMENT

See Rule 12h-6(g)(2) (17 CFR 240.12h-6(g)(2)) and Rule 12h-6(i)(3)(ii) (17 CFR 240.12h-6(i)(3)(ii)).
E. Rule 12g3-2(b) Exemption
Regardless of the particular Rule 12h-6 provision under which it is proceeding, a foreign private issuer that has
filed a Form 15F regarding a class of equity securities shall receive the exemption under Rule 12g3-2(b) (17 CFR
240.12g3-2(b)) for the subject class of equity securities immediately upon the effective date of its termination of registra-
tion and reporting under Rule 12h-6. Refer to Rule 12g3-2(b)(2) and (b)(3)(17 CFR 240.12g3-2(b)(2)) and (b)(3) and
Rule 12g3-2(c) (17 CFR 240.12g3-2(c)) for the conditions that a foreign private issuer must meet in order to maintain the
Rule 12g3-2(b) exemption following its termination of Exchange Act registration and reporting.
PART I
The purpose of this part is to provide information to investors and to assist the Commission in assessing whether
you meet the requirements for terminating your Exchange Act reporting under Rule 12h-6. If, pursuant to Rule 12h-6,
there is an item that does not apply to you, mark that item as inapplicable.
Item 1. Exchange Act Reporting History
A. State when you first incurred the duty to file reports under section 13(a) or section 15(d) of the Exchange
Act.
B. State whether you have filed or submitted all reports required under Exchange Act section 13(a) or section
15(d) and corresponding Commission rules for the 12 months preceding the filing of this form, and whether you have
filed at least one annual report under section 13(a).
Instruction to Item 1.
If you are a successor issuer that has filed this Form 15F pursuant to Rule 12h-6(d), and are relying on the re-
porting history of the issuer to which you have succeeded under Rule 12g-3 (17 CFR 12g-3) or Rule 15d-5 (17 CFR
240.15d-5), identify that issuer and provide the information required by this section for that issuer.
Item 2. Recent United States Market Activity
State when your securities were last sold in the United States in a registered offering under the Securities Act of
1933 (15 U.S.C. 77a et seq.) (“Securities Act”).
Instructions to Item 2.
1. Do not include registered offerings involving the issuance of securities:
a. to your employees, as that term is defined in Form S-8 (17 CFR 239.16b);
b. by selling security holders in non-underwritten offerings;
c. upon the exercise of outstanding rights granted by the issuer if the rights are granted pro rata to all existing
security holders of the class of the issuer’s securities to which the rights attach;
d. pursuant to a dividend or interest reinvestment plan; or
e. upon the conversion of outstanding convertible securities or upon the exercise of outstanding transferable
warrants issued by the issuer.
However, you must include registered offerings described in paragraphs (c) through (e) of this instruction if under-
taken pursuant to a standby underwritten offering or other similar arrangement in the United States.
2. If you have registered equity securities on a shelf or other Securities Act registration statement under which
securities remain unsold, disclose the last sale of securities under that registration statement. If no sale has occurred dur-
ing the preceding 12 months, disclose whether you have filed a post-effective amendment to terminate the registration of
unsold securities under that registration statement.
Item 3. Foreign Listing and Primary Trading Market
A. Identify the exchange or exchanges outside the United States, and the foreign jurisdiction in which the
exchange or exchanges are located, on which you have maintained a listing of the class of securities that is the subject
of this Form, and which, either singly or together with the trading of the same class of the issuer’ s securities in another
foreign jurisdiction, constitutes the primary trading market for those securities.

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 6