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Barclays Official California Code Of Regulations Form - Department Of Corporations Of State Of California

10 CA ADC § 260.146

10 CCR s 260.146

Cal. Admin. Code tit. 10, s 260.146

BARCLAYS OFFICIAL CALIFORNIA CODE OF REGULATIONS

TITLE 10. INVESTMENT

CHAPTER 3. COMMISSIONER OF CORPORATIONS

SUBCHAPTER 2. CORPORATE SECURITIES

ARTICLE 6. OTHER PROVISIONS CONCERNING EXERCISE OF THE COMMISSIONER'S

AUTHORITY

This database is current through 12/07/07, Register 2007, No. 49

s 260.146. Requirement of Semi-Annual Report.

Any issuer selling securities pursuant to an open qualification, so long as it is not exempt from this

requirement by Section 25146 of the Code and is not filing reports pursuant to Section 13 (15 USC

78m) or Section 15(d) (15 USC 78o(d)) of the Securities Exchange Act of 1934 (15 USC 78a et seq.),

shall file semi-annual reports with the Commissioner within 120 days after the end of its fiscal year and

within 90 days after the end of the first six months of its fiscal year. Such reports shall be filed until the

expiration of 18 months after the qualification was effective or until the securities which were the

subject of the application have been qualified for trading in this State under Section 25131 of the Code,

whichever first occurs. Such report shall be made on the following form: DEPARTMENT OF

CORPORATIONS FILE NO. (Insert file number of qualification to which report relates.)

Date of Report:__________________________________________

DEPARTMENT OF CORPORATIONS STATE OF CALIFORNIA SEMI-ANNUAL REPORT

PURSUANT TO SECTION 25146 OF THE CORPORATE SECURITIES LAW OF 1968

________________________________________________________ 1. Name of Issuer

________________________________________________________ 2. Address of principal executive

office of issuer Number and Street City State Zip Code

________________________________________________________ 3. Name and address of person

to whom correspondence regarding this report should be addressed

________________________________________________________ 4. There are attached hereto as

exhibits the following which are hereby incorporated by reference:

Financial Statements. (There should be attached to a report filed as of the end of a fiscal year a balance

sheet as of that date and a profit and loss statement for the year then ended, covered by an auditor's

report containing an unqualified opinion of an independent certified public accountant or an

independent public accountant. There should be attached to a report filed as of the end of the first six

months of a fiscal year a balance sheet as of that date and a profit and loss statement for the six-months'

period then ended; such statements need not be audited but shall be prepared in accordance with

Barclays Official California Code Of Regulations Form - Department Of Corporations Of State Of California