INSTRUCTIONS ON WHO MUST SIGN THIS FORM:
If a Cooperative Offering Plan:
If the amendment is submitted before the closing, or if the amendment disclosed the events that took place at the
closing, the form must be signed by the sponsor and by one or more principals of the sponsor. If the amendment is submitted
after the closing, the form must be signed all holders of unsold shares who join in the amendment as well as the sponsor and
one or more principals of the sponsor if it still owns shares.
If a Condominium Offering Plan:
The form must be signed by the sponsor and by one or more principals of the sponsor.
If an H.O.A. Offering Plan:
The form must be signed by the sponsor and by one or more principals of the sponsor.
If a Timeshare Plan:
The form must be signed by the sponsor and by one or more principals of the sponsor.
INSTRUCTION ON FILING IN "PRIMARY PURPOSES" SPACE:
This space should indicate topics rather than a summary of the amendment, in order to permit categorization and routing
of the amendment. (Examples: Offers sponsor financing; Updates disclosures of building condition; Changes to non-
eviction plan; Offers rescission; Offers new exclusive
period to tenants; Updates mortgage financing or refinancing;
Updates financial statements: year ended
, 19
; Updates budget for year commencing
19
; Offers decorating allowance; Price Increase; Price Decrease; Increases reserve fund/working capital
fund; Extends exclusive purchase period to tenants; Discloses effectiveness of plan; Post-Closing amendment; Extension of
plan post-closing; Discloses status of sales; Discloses control of Board of Directors; etc.).
Rev. 4/98