Form 133.30 - Information Concerning Projected Market Prices And Related Market Information - Texas State Securities Board Page 2

Download a blank fillable Form 133.30 - Information Concerning Projected Market Prices And Related Market Information - Texas State Securities Board in PDF format just by clicking the "DOWNLOAD PDF" button.

Open the file in any PDF-viewing software. Adobe Reader or any alternative for Windows or MacOS are required to access and complete fillable content.

Complete Form 133.30 - Information Concerning Projected Market Prices And Related Market Information - Texas State Securities Board with your personal data - all interactive fields are highlighted in places where you should type, access drop-down lists or select multiple-choice options.

Some fillable PDF-files have the option of saving the completed form that contains your own data for later use or sending it out straight away.

ADVERTISEMENT

Form
133.30
3. If there is a record of earnings for the issuer, the value per share of the stock based upon a
reasonable times-earnings factor (setting out the factor used) related to the industry
represented by the issuer.
4. Any other basis for full justification of the value per share of the stock.
5. Attach a written undertaking by the issuer to furnish to its shareholders and dealers deemed
by the issuer to be likely to trade the securities of the issuer a current balance sheet, a
comparative 3-year income statement and analysis of shareholder's equity (or for the period
of the existence of the issuer, if such period of existence is less than 3 years), and annual
financial statements thereafter.
6. Attach a written undertaking by a registered Texas securities dealer who is financially able,
setting out:
(a) The dealer’s willingness to make a market in the issue of securities;
(b) The price at which the dealer will begin the market; and
(c) The procedures which the dealer intends to follow for the purpose of assuring an orderly
market.
7. Supplementary data to assist in determining the character of the share distribution and the
number of publicly held shares;
(a) Identification of 10 largest holders of record, including beneficial owners (if known) of
holdings of record by nominees;
Name of Holder
# Shares
Name of Holder
# Shares
________________________ _________ _______________________ _________
________________________ _________ _______________________ _________
________________________ _________ _______________________ _________
________________________ _________ _______________________ _________
________________________ _________ _______________________ _________
08-16-2010

ADVERTISEMENT

00 votes

Related Articles

Top 20 Happy Easter Cards And Gift Tags To Download For Free
Top Ten Easter Arts And Crafts Activities For Your Kids
Free Easter Coloring Pages And Easter Printables For Your Kids

Related forms

Form 133.30 - Information Concerning Projected Market Prices And Related Market Information 1980 Form 133.30 - Information Concerning Projected Market Prices And Related Market Information 1980 Legal
Form 133.1 - Texas State Securities Board Texas Public Information Request Form 133.1 - Texas State Securities Board Texas Public Information Request Legal
Form 133.11 - Sales Report For Non-continuous Offerings - Texas State Securities Board Form 133.11 - Sales Report For Non-continuous Offerings - Texas State Securities Board Legal
Form Ssa-1945 - Statement Concerning Your Employment In A Job Not Covered By Social Security Form Ssa-1945 - Statement Concerning Your Employment In A Job Not Covered By Social Security Legal
Form 2067 - Case Information (texas Department Of Aging And Disability Services) Form 2067 - Case Information (texas Department Of Aging And Disability Services) Legal
Form 2067 - Case Information - Texas Health And Human Services - 2012 Form 2067 - Case Information - Texas Health And Human Services - 2012 Legal
Form 133.12 - Renewal Application For Mutual Funds And Other Continuous Offerings Form 133.12 - Renewal Application For Mutual Funds And Other Continuous Offerings Legal
Form 12210 - Notice Of Qme Unavailability - Department Of Industrial Relations Industrial Medical Council, State Of California Form 12210 - Notice Of Qme Unavailability - Department Of Industrial Relations Industrial Medical Council, State Of California Legal
Form Tr-40 - Power Of Attorney, Purchase Price And Odometer Disclosure For Electronic Title Form Tr-40 - Power Of Attorney, Purchase Price And Odometer Disclosure For Electronic Title Financial
Form Pa 501 - Original Application For Homestead Exemption And Related Exemptions Form Pa 501 - Original Application For Homestead Exemption And Related Exemptions Financial

Related Categories

Parent category: Legal
Download
Go
Page of 4