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Form Ta-1 - Uniform Form For Registration As A Transfer Agent And For Amendment To Registration Pursuant To Section 17a Of The Securities Exchange Act Of 1934

Regulator File No.

OMB APPROVAL

OMB Number:

3235-0084

Expires:

April 30, 2012

Estimated average burden

UNITED STATES

hours per response. . . . . . .150

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

FORM TA-1

UNIFORM FORM FOR REGISTRATION AS A TRANSFER AGENT AND FOR AMENDMENT

TO REGISTRATION PURSUANT TO SECTION 17A OF THE

SECURITIES EXCHANGE ACT OF 1934

GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency,

the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the

Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934. Read

all instructions before completing this form. Please print or type all responses.

1. Appropriate regulatory agency (check one) (See General Instruction D):

Comptroller of the Currency

Board of Governors of the Federal Reserve System

Federal Deposit Insurance Corporation

Securities and Exchange Commission

2. Filing status of this form (check one):

Registration

Amendment to Registration

3.a. Full name of registrant:

________________________________________________________________________________________________________

Previous name, if being amended:

________________________________________________________________________________________________________

b. Financial Industry Number Standard (FINS) number (See Special Instruction A1):

________________________________________________________________________________________________________

c. Address of principal office where transfer agent activities are,

e. Telephone Number:

or will be, performed (See Special Instruction A2):

(Include Area Code)

(Number and Street)

(City)

(State)

(Zip Code)

______________________________________________________________________________________________________

d. Mailing address, if different from response to Question 3c:

4. Does registrant conduct, or will it conduct, transfer agent activities at any location other

Yes

than that given in question 3c above? If “yes,” provide address(es):

5. Does registrant act, or will it act, as a transfer agent solely for its own securities and/or

Yes

securities of an affiliate(s)? (See Special Instruction A5)

Persons who are to respond to the collection of information

SEC 1528 (9-01)

contained in this form are not required to respond unless the

form displays a currently valid OMB control number.

Form Ta-1 - Uniform Form For Registration As A Transfer Agent And For Amendment To Registration Pursuant To Section 17a Of The Securities Exchange Act Of 1934

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