Form Sr-5 - Application For Registration Of Single Family Mortgage Revenue Bonds Page 3
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4(9) FLOW OF FUNDS - Funds established by the issuer with respect to the setting and collection of principal and interest
on mortgages deemed necessary to pay the debt service on the bonds:
page ________
(10) ADDITIONAL SECURITIES - Are there provisions permitting or restricting the issuance of additional securities?
page _________
(11) RELEASE OR SUBSTITUTION OF ASSETS - Provisions for the release or substitution of assets securing the issue:
page _________
(12) MODIFICATION - Modification of terms of the security:
page _________
(13) ENFORCEMENT OF RIGHTS OF BONDHOLDERS - The terms and conditions, if any, under which the bondholders,
or any specified percentage thereof, of the bonds or any coupons representing interest accrued thereon may, by civil
action, compel the Issuer to perform all duties imposed upon it by statute (i.e § 108.450 - § 108.470 of the Revised
Statutes of Missouri) and to enforce the performance of any and all of the covenants made by the Issuer with respect to
the issuance of the bonds:
page _________
(14) MATURITY, ETC. - Provisions relating to the maturity, redemption, amortization, sinking fund or retirement of the bonds:
page: _________
(15) ASSUMPTIONS RE: SECURITY - Factual assumptions that were made by the Issuer that must occur to enable it to
make full and timely payments of principal, or premiums, if any, and interest on the bonds, service fees, insurance premi-
ums, trustees’ fees and the paying agents’ fees:
page _________
3.
OFFERING STATEMENT - Attach two copies of any preliminary official statement, prospectus, pamphlet, circular, form letter,
advertisement, notice of sale, official bid form, or other sales literature intended as of the effective date to be used in connection
with the offering and mark it Exhibit “D”.
4.
FORM OF BOND - Attach a form of bond, or a specimen bond, or a copy of an actual bond being registered hereby and mark it
Exhibit “E”.
5.
INDENTURE - Attach a copy of any indenture or other instrument covering the bond to be registered and mark it Exhibit “F”.
6.
OPINION OF COUNSEL - Attach a copy of the form of opinion of counsel which will be executed upon delivery of the bonds
and which opines as to the legality of the bonds being registered, whether the bonds when, if and as delivered, will be legally
issued and, whether the bonds will be a binding obligation of the Issuer. Mark said opinion Exhibit “G”.
7.
ORDINANCE - Attach a copy of the ordinance or court order authorizing the issuance of the bonds and mark it Exhibit “H”.
8.
ACCOUNTANT’S REPORT, ETC.
a. Has any accountant, engineer, appraiser or other person whose profession gives authority to a statement made by him, pre-
pared or certified a report or evaluation which is used in connection with this registration statement and which is not a public
record under Section 109.180 of the Revised Statutes of Missouri? _________________
b. If so, attach a written consent of such person to examine such report or evaluation and mark it Exhibit “I”.
9.
REGISTRATION IN OTHER STATES.
a. List those states in which a registration or similar document in connection with the issuance of these bonds has been or is to be
filed. ________________________________________________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
10. NON-LITIGATION - LEGAL MATTERS.
a. Has any adverse judgment, order or decree been entered in connection with the offering of these bonds by the regulatory author-
ities in any state or by any court, or the Securities and Exchange Commission? ______________________________________
If so, list all such judgments, orders or decrees. _____________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
b. Attach a non-litigation certificate to be executed and delivered at the time of the sale of the bonds and mark it Exhibit “J”.
FORM SR-5 (07-13)
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