Form 202-Ucc3 - Ucc Financing Statement Amendment (Page 2 of 2) in pdf

Instructions for National UCC Financing Statement AMENDMENT (Form UCC3)

Please type or laser-print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1a; correct file number of initial financing

statement is crucial. Follow Instructions completely.

Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. Filing office cannot give legal advice.

Do not insert anything in the open space in the upper portion of this form; it is reserved for filing office use.

An Amendment may relate to only one financing statement. Do not enter more than one file number in item 1a.

When properly completed, send Filing Office Copy, with required fee, to filing office. If you want an acknowledgment, complete item B and, if filing in a filing

office that returns an acknowledgment copy furnished by filer, you may also send Acknowledgment Copy, otherwise detach. Always detach Debtor and

Secured Party Copies.

If you need to use attachments, use 8-1/2 X 11 inch sheets and put at the top of each sheet: “AMENDMENT” and the file number of the initial financing statement

to which this Amendment relates; you are encouraged to use Amendment Addendum (Form UCC3Ad).

Always complete items 1a and 9.

A. To assist filing offices that might wish to communicate with filer, filer may provide information in item A. This item is optional.

B. Complete item B if you want an acknowledgment sent to you. If filing in a filing office that returns an acknowledgment copy furnished by filer, present simultaneously

with this form a carbon or other copy of this form for use as an acknowledgment copy.

1a.

File number: Enter file number of initial financing statement to which this

5,7.

To add a party: Check box in item 5 to indicate whether adding a Debtor

Amendment relates. Enter only one file number. In some states, the file

or Secured Party; also check box in item 5 to indicate that this is an

number is not unique; in those states, also enter in item 1a, after the file

addition of a party; also enter all required information in item 7: name (7a

number, the date that the initial financing statement was filed.

or 7b) and address (7c); also, if adding a Debtor, tax ID # (7d) in those

states where required, and additional organization Debtor information

1b.

Only if this Amendment is to be filed or recorded in the real estate records,

(7e-g) if added Debtor is an organization. Note: The preferred method

check box 1b and also, in item 13 of Amendment Addendum, enter

for filing against a new Debtor (an individual or organization not previously

Debtor’s name, in proper format exactly identical to the format of item 1

of record as a Debtor under this file number) is to file a new Financing

of financing statement, and name of record owner if Debtor does not have

Statement (UCC1) and not an Amendment (UCC3).

a record interest.

Note: Show purpose of this Amendment by checking box 2, 3, 4, 5 (in item 5

Collateral change. To change the collateral covered by the identified

you must check two boxes) or 8; also complete items 6, 7 and/or 8 as

financing statement, describe the change in item 8. This may be

appropriate. Filer may use this Amendment form to simultaneously accomplish

accomplished either by describing the collateral to be added or deleted, or

both data changes (items 4, 5, and/or 8) and a Continuation (item 3), although

by setting forth in full the collateral description as it is to be effective after

in some states filer may have to pay a separate fee for each purpose.

the filing of this Amendment, indicating clearly the method chosen (check

the appropriate box). If the space in item 8 is insufficient, use item 13 of

To terminate the effectiveness of the identified financing statement with

Amendment Addendum (Form UCC3Ad). A partial release of collateral is

respect to security interest(s) of authorizing Secured Party, check box 2.

a deletion. If, due to a full release of all collateral, filer no longer claims a

See Instruction 9 below.

security interest under the identified financing statement, check box 2

(Termination) and not box 8 (Collateral Change). If a partial assignment

To continue the effectiveness of the identified financing statement with

consists of the assignment of some (but not all) of the collateral covered

respect to security interest(s) of authorizing Secured Party, check box 3.

by the identified financing statement, filer may indicate the assigned

See Instruction 9 below.

collateral in item 8, check the appropriate box in item 8, and also comply

with instruction 4 above.

To assign (i) all of assignor’s interest under the identified financing

Always enter name of party of record authorizing this Amendment; in most

statement, or (ii) a partial interest in the security interest covered by the

cases, this will be a Secured Party of record. If more than one authorizing

identified financing statement, or (iii) assignor’s full interest in some (but

Secured Party, give additional name(s), properly formatted, in item 13 of

not all) of the collateral covered by the identified financing statement:

Amendment Addendum (Form UCC3Ad). If the indicated financing

Check box in item 4 and enter name of assignee in item 7a if assignee is

statement refers to the parties as lessee and lessor, or consignee and

an organization, or in item 7b, formatted as indicated, if assignee is an

consignor, or seller and buyer, instead of Debtor and Secured Party,

individual. Complete 7a or 7b, but not both. Also enter assignee’s

references in this Amendment shall be deemed likewise so to refer to the

address in item 7c. Also enter name of assignor in item 9. If partial

parties. If this is an assignment, enter assignor's name. If this is an

Assignment affects only some (but not all) of the collateral covered by the

Amendment authorized by a Debtor that adds collateral or adds a Debtor,

identified financing statement, filer may check appropriate box in item 8

or if this is a Termination authorized by a Debtor, check the box in item 9

and indicate affected collateral in item 8.

and enter the name, properly formatted, of the Debtor authorizing this

Amendment, and, if this Amendment or Termination is to be filed or

5,6,7.To change the name and/or address of a party: Check box in item 5 to

5,6,7.

recorded in the real estate records, also enter, in item 13 of Amendment

indicate whether this Amendment amends information relating to a

Addendum, name of Secured Party of record.

Debtor or a Secured Party; also check box in item 5 to indicate that this

is a name and/or address change; also enter name of affected party

(current record name, in case of name change) in items 6a or 6b as

This item is optional and is for filer's use only. For filer's convenience of

appropriate; and also give new name (7a or 7b) and/or new address (7c)

reference, filer may enter in item 10 any identifying information (e.g.,

in item 7.

Secured Party's loan number, law firm file number, Debtor's name or other

identification, state in which form is being filed, etc.) that filer may find

useful.

5,6. To delete a party: Check box in item 5 to indicate whether deleting a

Debtor or a Secured Party; also check box in item 5 to indicate that this

is a deletion of a party; and also enter name (6a or 6b) of deleted party in

item 6.

202-UCC3

Form 202-Ucc3 - Ucc Financing Statement Amendment Page 2

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