Form 260.102.14(C) - Notice Of Transaction Pursuant To Corporations Code Section 25102(F)

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ARNOLD SCHWARZENEGGER, Governor
WILLIAM P. WOOD, Commissioner
May 28, 2004
ESTABLISHMENT OF CERTAIN NOTICE FILING FEES
UNDER THE CORPORATE SECURITIES LAW OF 1968
This release supercedes Release No. 115-C issued on December 6, 2001 to establish the
maximum statutory filing fees pursuant to Corporations Code Section 25608.3. Section 25608.3
requires the California Corporations Commissioner to establish the level of fees adequate to
cover anticipated costs, as specified.
Effective October 1, 2004, the maximum filing fees associated with subdivision (f) of
Corporations Code Section 25102 and subdivision (d) of Section 25102.1 shall be $300. See
Corporations Code Sections 25608(c) and 25608.1(c).
A more detailed description of the filing fees is set forth below.
Effective October 1, 2004
Corporations Code Section 25102(f)
Value of Securities Proposed to be Sold
Filing Fee
$25,000 or less
$25
$25,001 to $100,000
$35
$100,001 to $500,000
$50
$500,001 to $1,000,000
$150
Over $1,000,000
$300
Corporations Code Section 25102.1(d)
Rule 506 Offering Filing Fee is $300
By Order Of
WILLIAM P. WOOD
California Corporations Commissioner
By____________________________
TIMOTHY L. Le BAS
Deputy Commissioner and General Counsel
Office of Law and Legislation
(916) 322-3553

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