Form 133.13 - Application For Renewal Permit - 2012 Page 2

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Form
133.13
9.
Describe the securities registered in Texas (e.g., quantity, type, price per unit, offering
price):
10. Number of shares and dollar amount of securities sold in Texas under current permit:
For the period from:
to:
11. Number of shares and dollar amount of securities sold elsewhere under current permit:
For the period from:
to:
12. Is the renewal fee enclosed? Yes ( ) No ( )
If this fee is not enclosed, a renewal permit will not be issued.
13. Submit one copy of each of the following exhibits:
(a)
opinion of either an independent public accountant or an independent certified public
accountant;
(b)
the most recent financial statement required by the applicable provisions of the Texas
Securities Act, Section 7. If these statements are as of a date more than 90 days prior
to the permit expiration date, interim statements as of a date within the 90-day period
should be filed; and
(c)
up-to-date current prospectus including all material changes and current financial
statements as described in (b) above.
Signed and sealed this
day of
, 20__________
(Name of applicant)
By:
(Title)
Attest:
(Secretary or Partner)
06-13-2012

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