Form Ffiec 009 - Country Exposure Report - Board Of Governors Of The Federal Reserve System Page 25
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39FFIEC 009
(4) Equity investments obtained from debt-for-equity
No entries are made in column 8 on the international
swaps should be reported according to the expected
institution lines as, by definition, there are no claims on
holding period.
‘‘banks’’ reportable in column 1 on those lines, since
international institutions and regional organizations are
Debt Instruments
defined as ‘‘public.’’ (These columns are blocked out for
(1) Debt securities held in the trading account should be
these lines on the form.)
reported in the under one year category in column 5
as these securities are liquid instruments.
Column 9: Claims on Public Borrowers Reported
(2) Debt securities held in the available for sale portfolio
in Column 2 with Guarantor(s) Located in Another
should be reported according to the contractual matu-
Country(s)
rity date unless the reporting institution has a definite
Report in Column 9 those claims on ‘‘public’’ entities
plan to sell the securities within a specified time
(column 2) that are guaranteed (as defined in Part III,
period. In such instances, report according to the
definition C) by bank, public and nonbank ‘‘residents’’ of
expected holding period. Restructured debt should
other countries (including the United States). On the U.S.
be reported as long term if banking institutions do
line in column 9, report claims on U.S. public sector
not have a definite plan to sell the securities.
borrowers that are guaranteed by residents of other coun-
(3) Debt instruments held to maturity should be reported
tries. The entry on the U.S. line of column 9 is not a
according to the remaining contractual maturity date.
component of column 2; however, all other country
entries in column 9 are components of the entries on the
Column 8: Claims on Banks Reported in Column 1
corresponding lines of column 2.
with Head Office or Guarantor(s) Located in
Another Country(s)
Column 10: Claims on all Other Borrowers,
Report in column 8 on each country line the amounts
Reported in Column 3 with Guarantor(s) Located
reported in column 1 for that line that represent
in Another Country(s)
(1) claims on a branch or agency of a bank whose ‘‘head
Report in Column 10 those claims on non-bank and
office’’ is located in another country (including the
non-public borrowers reported in column 3 that are guar-
United States), and (2) claims on a locally-chartered
anteed (as defined in Part III, definition C) by residents
bank where the claim is guaranteed (as defined in
of other countries (including the United States). On the
Part III, definition C) by a bank or other guarantor in
U.S. line in column 10 report claims on U.S. residents
another country (including the United States), or by an
that are guaranteed by residents of other countries. The
international institution. Claims on banks that are subsid-
entry on the United States line of column 10 is not a
iaries of banks in other countries are not to be reported in
component of column 3; however, all other country
column 8 unless an explicit formal and legal guarantee is
entries in column 10 are components of the correspond-
involved.
ing lines of column 3.
For each foreign country line, the entries in column 8 are
components of the entries in column 1 on the correspond-
ing line. Note that in addition to the foreign country
Columns 11 to 13: Redistribution of Guaranteed
lines, column 8 also calls for an entry to the United
Amounts Reported in Columns 8–10 to Country of
States line. The entry on this United States line in col-
Guarantor or of Head Office
umn 8 is not a component of any entry in column 1. On
The amount of claims by the sector and country of
the United States country line under column 8, report
obligor that were guaranteed by parties in other countries
claims on: (1) U.S. branches of foreign banks, and
is reported in columns 8–10. Columns 11–13 redistribute
(2) foreign-owned U.S. banking organizations where the
these amounts to the sectors and countries of the
claim carries the formal guarantee of a foreign resident.
guarantors.
These foreign-owned organizations include some U.S.
commercial banks, as well as New York investment
For example, the respondent’s direct claims on a private
companies engaged in banking.
manufacturer in Hong Kong guaranteed by a bank in
Instructions for Preparation of Reporting Form FFIEC 009
009-9
June 2000
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