Form Ofr-S-1-91 - Application For Registration Of Securities - Florida Office Of Financial Regulation Page 2

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6. Issuer organized under the laws of ____________________________ Date ___________
7.
(a) List the states in which it is proposed to offer the securities for sale to the public.
(b) List the states, if any, in which the securities are eligible for sale to the public.
(c) List the states, if any which have refused, by order or otherwise, to authorize sale of the securities
to the public, or have revoked or suspended the right to sell the securities, or in which an
application has been withdrawn.
PART II.
APPLICANT SHALL FURNISH THE FOLLOWING EXHIBITS, WHERE
APPLICABLE:
Exhibit 1.
Submit one of the following:
(a) Letter of Notification pursuant to Regulation A and supporting documents.
(b) Exhibit 1, Form OFR-S-7-91.
Exhibit 2.
Copy of Articles of Incorporation including amendments thereof, certified by a corporate
officer, if issuer is a corporation; or of articles of association, or of partnership; or of the
instrument under which a trust is created or declared, if issuer is a trust.
Exhibit 3.
By-Laws of Issuer certified by a corporate officer, as amended to date.
Exhibit 4.
Copies of contracts, indenture or other instruments affecting any securities to be offered or of a
material nature to the issuer.
Exhibit 5.
Specimen Copy or Copies of the Security or Securities to be offered.
Exhibit 6.
Financial Statements:
(a) All issuers submitting an application for registration of securities exempt from registration
under the Securities Act of 1933 pursuant to Regulation A or B must submit financial
statements that comply with Section 517.081(3), Florida Statutes, and Rule 69W-
300.002(6), Florida Administrative Code.
(b) All issuers submitting application pursuant to Section 517.081, must submit financial
statements that comply with Section 517.081(3), Florida Statutes, and Rule 69W-
300.002(6), Florida Administrative Code
Exhibit 7.
Copies of all underwriting agreements and other agreements between dealers and distributors.
Exhibit 8.
Issuer's Consent to Service of Process and Corporate Resolution, where applicable, to be
executed upon the Office of Financial Regulation forms provided thereof or Form U-2 and U-
2a.
OFR-S-1-91, Application for Registration of Securities, Effective 11/22/10, Incorporated by Reference in Rule 69W-
301.0002, F.A.C.
2

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