3. Does the ANC own the applicant business concern through a
[ ]Yes
[ ]No
subsidiary(ies)? If yes, provide the name(s) and address(es) for the
concern(s).
Please provide the following documents:
Copy of the ANC’s Articles of Incorporation and Bylaws (including any amendments).
Copies of the governing documents of the subsidiary(ies) identified in Question 3 above.
For Corporations: Articles of Incorporation, Bylaws (including any amendments),
and stock certificates and register.
For Limited Liability Companies: Articles of Organization and Operating Agreement
(including all amendments).
Copies of minutes or other documentation from the ANC and/or the business concerns
identified in Question 3 above that relate to the applicant business concern (e.g., delegation of
authority, designation of representatives or directors, authorization for capitalization and/or
formation, etc.).
Copies of Federal tax returns, including all schedules, filed for the past three years for the
ANC and any business concern identified in Question 3 above.
Copies of the balance sheet and profit and loss statement for each of the three most recent
fiscal year-end periods, signed, certified, and dated by the highest managing individual for
the ANC and any business concern identified in Question 3 above.
NOTICE OF CRIMINAL PENALTIES AND ADMINISTRATIVE REMEDIES FOR
FALSE STATEMENTS: Under Title 18 U.S.C. § 1001 and Title 15 U.S.C. § 645, any
person who misrepresents a business concern’s status as an 8(a) Program participant, or
makes any other false statement in order to influence the certification process in any way,
or to obtain a contract awarded under the preference programs established pursuant to
section 8(a), 8(d), 9 or 15 of the Small Business Act, or any other provision of Federal Law
that reference Section 8(d) for a definition of program eligibility shall be: (1) Subject to
fines and imprisonment of up to 5 years, or both, as stated in Title 18 U.S.C. § 1001; (2)
subject to fines of up to $500,000 and imprisonment of up to 10 years, or both, as stated in
Title 15 U.S.C. § 645; (3) Subject to civil and administrative remedies, including
suspension and debarment; and (4) Ineligible for participation in programs conducted under
the authority of the Small Business Act.
CERTIFICATIONS: By signing this form, I certify that all information in this
application, including all supporting documents, is true and complete to the best of my
knowledge, and that I understand that SBA is relying on this information in making its
determination of my company’s eligibility for 8(a) BD Program.
Form must be signed by the ANC’s President or CEO.
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Signature
Print Name
Date