Form Cms-437- Psychiatric Unit Criteria Worksheet Page 4

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REGULATION
GUIDANCE
YES NO
EXPLANATORY STATEMENT
A1145
(v) Describe attitudes and behavior;
Does the problem statement describe the
behavior(s) which require modification in order
for the patient to function in a less restrictive
environment?
A1146
(vi) Estimate intellectual functioning, memory
functioning, and orientation; and
A1147
(vii) Include an inventory of the inpatient’s assets in
For the purposes of this regulation, words such as
descriptive, not interpretative fashion.
“youth”, “pretty”, “social security income” and
“has a car” do not represent assets.
A1150
(3) Treatment Plan.
Is the treatment plan a result of collaboration
(i) Each inpatient must have an additional
between the patient and the treatment team?
comprehensive treatment plan that must be based
Is the treatment plan individualized?
on an inventory of the inpatient’s strengths and
Is there a primary diagnosis upon which the
disabilities. The written plan must include a
treatment interventions are based?
substantiated diagnosis; short-term and long-term
Are the treatment plan goals written in a manner
goals; the specific treatment modalities utilized; the
that allows for changes in the patient’s behavior to
responsibilities of each member of the treatment
be measured?
team; and adequate documentation to justify the
Are the treatment plan goals relevant to the
diagnosis and the treatment and rehabilitation
patient’s condition?
activities carried out; and
Does the treatment team encourage the patient’s
active participation and responsibility for engaging
in the treatment regimen?
For patients who have been secluded or restrained,
have less restrictive interventions been considered
prior to the use of seclusion or restraints?
What is the rationale for use of seclusion and/or
restraints?
If the use of seclusion and/or restraints is a frequent
occurrence, does the treatment plan document
alternative interventions to address and treat
negative patient behavior?
A1151
(ii) The treatment received by the inpatient must be
Does the patient require 24 hour specialized
documented in such a way as to assure that all active
psychiatric care?
therapeutic efforts are included.
Is the patient receiving all aspects of treatment to
which the unit has committed itself, based on the
assessment, evaluation, and plan of care?
Do the policies and procedures adequately direct
staff on alternatives or less restrictive interventions
prior to the use of seclusion and restraints?
Has the staff documented that less restrictive
therapeutic interventions have been reviewed and/
or attempted?
Form CMS-437 (04/06)
4

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