Form Lt01 - Application For Certificate Of Compliance Page 2

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NRS 369.430 Certificate of compliance.
1. By regulation, the Department shall prescribe the form of application for and the form of a certificate of compliance, which
must be printed and distributed to exporters of liquor into this State to assist them in legally exporting liquor into this State.
2. An intending importer may not legally receive or accept any shipment of liquor except from a holder of a certificate of
compliance.
3. Before a person may engage in business as a supplier, the person must obtain a certificate of compliance from the Department.
4. The Department shall grant a certificate of compliance to any out-of-state vendor of liquors who undertakes in writing:
(a) To furnish the Department on or before the 10th day of each month a report under oath showing the quantity and type of liquor
sold and shipped by the vendor to each licensed importer of liquor in Nevada during the preceding month;
(b) That the vendor and all his or her agents and any other agencies controlled by the vendor will comply faithfully with all laws of
this State and all regulations of the Department respecting the exporting of liquor into this State;
(c) That the vendor will make available for inspection and copying by the Department any books, documents and records, whether
within or outside this State, which are pertinent to his or her activities or the activities of his or her agents or any other agencies
controlled by the vendor within this State and which relate to the sale and distribution of his or her liquors within this State; and
(d) That the vendor will appoint a resident of this State as his or her agent for service of process or any notice which may be issued
by the Department.
5. If any holder of a certificate of compliance fails to keep any undertaking or condition made or imposed in connection therewith,
the Department may suspend the certificate and conduct a hearing, giving the holder thereof a reasonable opportunity to appear and be
heard on the question of vacating the suspension order or order finally revoking the certificate.
6. An applicant for a certificate of compliance must pay a fee of $50 to the Department for the certificate. On or before July 1 of
each year, the certificate holder must renew the certificate by satisfying the conditions of the original certificate and paying a fee of
$50 to the Department.
[Part 14.1:160:1935; added 1945, 371; A 1947, 645; 1943 NCL § 3690.14a] + [Part 24:160:1935; A 1945, 371; 1943 NCL §
3690.24]—(NRS A 1975, 1710; 1981, 1011; 1995, 1042; 2005, 1325)
NRS 369.111 “Supplier” defined. As used in this chapter, “supplier” means, with respect to liquor which is brewed, distilled,
fermented, manufactured, rectified, produced or bottled:
1. Outside the United States:
(a) The brewer, distiller, manufacturer, producer, rectifier, vintner or bottler of the liquor, or his or her designated agent; or
(b) The owner of the liquor when it is first transported into any area under the jurisdiction of the United States Government, if the
brewer, distiller, manufacturer, rectifier, producer, vintner or bottler of the liquor, or a designated agent of such a person, has not
designated an importer to import the liquor into this State;
2. Within the United States but outside this State, the brewer, distiller, manufacturer, rectifier, producer, vintner or bottler of the
liquor, or his or her designated agent; or
3. Within this State, the distiller, manufacturer, rectifier, producer or bottler of the liquor or his or her designated agent.
(Added to NRS by 1981, 1009; A 2003, 971; 2005, 1324)
NRS 597.210 Limitations on engaging in business of importing, wholesaling or retailing alcoholic beverages.
1. Except as otherwise provided in NRS 597.240, a person engaged in business as a supplier or engaged in the business of
manufacturing, blending or bottling alcoholic beverages within or without this State shall not engage in the business of importing,
wholesaling or retailing alcoholic beverages.
2. This section does not:
(a) Preclude any person engaged in the business of importing, wholesaling or retailing alcoholic beverages from owning less than 2
percent of the outstanding ownership equity in any organization which manufactures, blends or bottles alcoholic beverages.
(b) Prohibit a person engaged in the business of rectifying or bottling alcoholic beverages from importing neutral or distilled spirits
in bulk only for the express purpose of rectification pursuant to NRS 369.415.
(c) Prohibit a person from operating a brew pub pursuant to NRS 597.230.
(d) Prohibit a person from operating an instructional wine-making facility pursuant to NRS 597.245.
(Added to NRS by 1975, 623, 1463; A 1991, 109, 384; 1995, 1570; 2005, 1273, 1326)

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