Form 14035 - Pilot Questionnaire For Governmental Plans Initiative Page 22
Download a blank fillable Form 14035 - Pilot Questionnaire For Governmental Plans Initiative in PDF format just by clicking the "DOWNLOAD PDF" button.
Open the file in any PDF-viewing software. Adobe Reader or any alternative for Windows or MacOS are required to access and complete fillable content.
Complete Form 14035 - Pilot Questionnaire For Governmental Plans Initiative with your personal data - all interactive fields are highlighted in places where you should type, access drop-down lists or select multiple-choice options.
Some fillable PDF-files have the option of saving the completed form that contains your own data for later use or sending it out straight away.
ADVERTISEMENT
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24Pilot Questionnaire for Governmental Plans Initiative
51. Are periodic compliance reviews/audits of the Plan conducted?
Yes
No
If "Yes," describe the process and general scope of any such reviews or audits.
52. Describe what actions are taken to ensure that the Plan’s assets are protected to ensure their use for the
exclusive benefit of the employees. For example, do Plan documents include the express requirement
that Plan assets are to be used for the exclusive benefit of the participants?
53. Is the Plan subject to a policy or procedure that relates to conflicts of interests?
Yes
No
If you responded “Yes,” does the policy or procedure apply to conflicts involving (check all that apply):
Governing Body
Administrative Staff
Third party professionals
Others
(please specify):
PART 7 - GENERAL QUESTIONS
54. The IRS annually publishes a cumulative list of required plan changes and also has a website that details
interim and discretionary amendments. Are you aware of this information?
Yes
No
55. What other steps could the IRS take to give you tools, education or guidance to assure that the terms of
the Plan conform to all applicable requirements of the Code?
14035
Form
(Rev. 02-2009)
Catalog Number 52098A
Page 22
Department of the Treasury - Internal Revenue Service
ADVERTISEMENT
0 votes
Related Articles
Related forms
Related Categories
Parent category: Financial