Fppc Form 410 - Statement Of Organization - Recipient Committee Page 5
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7Instructions for
410
CALIFORNIA
Statement of Organization
FORM
2. Treasurer and Other Principal Officers:
4. Type of Committee:
Primarily Formed Committee
A committee may have only one treasurer and one
Controlled Committee
A committee is “primarily formed” when it makes
assistant treasurer. A candidate may be his or her own
or initially plans to make more than 70% of its
A “controlled committee” is one which is controlled
treasurer or assistant treasurer. A committee may not
contributions and expenditures to support or oppose a
directly or indirectly by an officeholder, candidate, or
accept a contribution or make an expenditure without
specific candidate or measure, or a group of measures
state measure proponent, or which acts jointly with
a treasurer.
or specific local candidates all being voted upon in
an officeholder, candidate, state measure proponent,
A committee that is not controlled by a candidate or
the same election on the same date. (FPPC Regulation
or another controlled committee in connection with
officeholder must disclose the name, street address,
making expenditures.
18247.5)
and telephone number of the committee’s principal
New committees: A new committee formed within
A committee is controlled if the officeholder, candidate,
officer(s). The principal officer(s) of a committee are
six months of a statewide regular election or within
or proponent, his/her agent, or any other committee
the individual(s) primarily responsible for approving
30 days of a state special election is presumed to be
he/she controls, has a significant influence on the
the political activity of the committee, including
actions or decisions of the committee.
primarily formed if the committee makes at least
authorizing the content of communications, authorizing
$25,000 in independent expenditures to support or
contributions and other expenditures, and determining
“Proponents” of state measures are persons who
oppose a state candidate or measure. Monthly review
strategy. If more than three individuals qualify as
request the Attorney general to prepare a title and
principal officers of the committee, identify no fewer
is required for other new committees that spend at
summary of a state initiative, referendum, or measure.
than three.
least $1,000 a month and were formed within six
Candidate Election Committee: Identify the
months of an election in connection with which the
If no individual other than the committee treasurer
candidate’s last name, office, election year and party, if
committee makes contributions or expenditures.
qualifies as a principal officer, identify that individual
applicable.
as both the treasurer and the principal officer. An
quarterly review at the end of March, June, September
attachment may be necessary.
Ballot Measure Committee Controlled by State
and December is required for other committees.
Candidate: Identify each measure on which the
3. Verification/Original Ink Signature(s):
A committee controlled by a candidate for his or her
committee has spent or anticipates spending $50,000
The Form 410 filed with the Secretary of State must
own candidacy is not a primarily formed committee.
or more in the current two-year period, beginning
contain an original signature(s). The committee
with January 1 of an odd-numbered year. If the
State ballot measures - qualification ID number: Certain
treasurer or assistant treasurer must sign the Form
committees must list in Section 4, Primarily Formed
ballot designation has not been assigned, describe
410. Also, each controlling officeholder, candidate or
Committee, the Attorney general’s Office assigned
the purpose of the anticipated measure(s). Amend
state ballot measure proponent must sign the Form
identification number to a proposed state ballot measure:
the Form 410 when a ballot designation is assigned.
410. If more than three control the committee, one of
Provide this information in the primarily formed or
them may sign on behalf of all controlling individuals.
• A committee submitting the title and summary;
general purpose section or on an attachment.
If a candidate will serve as his or her own treasurer,
• A committee primarily formed for the measure;
he or she must sign as the candidate and again as the
Legal Defense Committee: On an attachment, describe
or
treasurer.
the specific legal dispute(s) for which the legal defense
• A committee that spends $100,000 or more on
fund was established. The Form 410 must be amended
Bank Account Information
petition circulation for the measure.
within 10 days when legal disputes are either resolved
• qualified committees must list the name and
Recall Committees: A committee supporting or
or new disputes are initiated.
address of the financial institution where the
opposing a recall must list “Recall [Officeholder’s
campaign bank account is located and the bank
name],” the office held by the recall target
account number.
officeholder, and mark the appropriate box to indicate
non-qualified committees are not required to open
whether the committee supports or opposes the recall
●
a bank account.
of the officeholder.
FPPC Form 410 (October/2017)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
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