Insider Trading Reporting Forms And Instructions Page 3

ADVERTISEMENT

1
Exhibit 1
2
OAR 836-024-0115
3
4
FORM 3 - INSTRUCTIONS
5
6
1.
PERSONS REQUIRED TO FILE STATEMENTS
7
8
A statement on this form is required to be filed by every person who is directly or indirectly the
9
beneficial owner of more than 10 percent of any class of any equity security of a domestic stock
10
insurance company, or who is a director or an officer of such a company.
11
12
2.
WHEN STATEMENTS ARE TO BE FILED
13
14
A.
Persons who hold any of the relationships specified in Instruction 1 are required to file a
15
statement within 10 days after assuming such relationship, whichever date is later.
16
17
B.
Statements are not deemed to have been filed with the Director until they have actually
18
been received by the Director.
19
20
3.
WHERE STATEMENTS ARE TO BE FILED
21
22
One signed copy of each statement shall be filed with the Director of the Department of
23
Consumer and Business Services, [address].
24
25
4.
SEPARATE STATEMENT FOR EACH COMPANY
26
27
A separate statement shall be filed with respect to the securities of each company.
28
29
5.
RELATIONSHIP OF REPORTING PERSON TO COMPANY
30
31
Indicate clearly the relationship of the reporting person to the company; for example, “Director,”
32
“Director and Vice President,” “Beneficial owner of more than 10 percent of the company’s
33
common stock,” etc.
34
35
6.
DATE AS OF WHICH BENEFICIAL OWNERSHIP IS TO BE GIVEN
36
37
The information as to beneficial ownership of securities shall be given as of [insert month, day],
38
1965, or, in the case of persons who subsequently assume any of the relationships specified in
39
Instruction 1, as of the date that relationship was assumed.
40
41
7.
TITLE OF SECURITY
42
43
The statement of the title of a security shall be such as clearly to identify the security even though
44
there may be only one class; for example, “Class A Common Stock,” “$6 Convertible Preferred
45
Stock,” “5% Debentures Due 1965,” etc.
46

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal
Go
Page of 4